# Appointed Representatives Regulatory Responsibilities

**Canonical URL:** https://www.skillcast.com/courses/appointed-representatives-regulatory-responsibilities-training-course
**Canonical link:** `<link rel="canonical" href="https://www.skillcast.com/courses/appointed-representatives-regulatory-responsibilities-training-course">`
**Provider:** Skillcast
**Jurisdiction:** UK
**Library:** FCA Compliance
**Duration:** 20 minutes
**Format:** In-depth
**Experience level:** For All Staff
**Last updated:** 2023-11-01

## Description

The FCA expects companies to ensure all their appointed representatives know the provisions within the FCA handbook. Our Appointed Representatives Regulatory Responsibilities course outlines the regulatory responsibilities of an appointed representative.

## Learning Objectives

- Explain the FCA's Principles for Businesses and how they are relevant
- Explore risk management techniquesDiscuss the Consumer Duty
- Explain the rules surrounding financial crime and anti-money laundering
- Understand why effective handing of complaints is important
- Discuss the importance of record keeping and the provision of management information (MI) to the principal firm, and how timely, accurate and relevant MI assists oversight from the principal firm
- Understand why maintaining knowledge and competence leads to good customer outcomes

## Structured data (JSON-LD)

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  "url": "https://www.skillcast.com/courses/appointed-representatives-regulatory-responsibilities-training-course",
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  "timeRequired": "PT20M",
  "teaches": [
    "Explain the FCA's Principles for Businesses and how they are relevant",
    "Explore risk management techniquesDiscuss the Consumer Duty",
    "Explain the rules surrounding financial crime and anti-money laundering",
    "Understand why effective handing of complaints is important",
    "Discuss the importance of record keeping and the provision of management information (MI) to the principal firm, and how timely, accurate and relevant MI assists oversight from the principal firm",
    "Understand why maintaining knowledge and competence leads to good customer outcomes"
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  "educationalLevel": "For all staff",
  "dateModified": "2023-11-01"
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```