# CASS 9 - Information to Clients

**Canonical URL:** https://www.skillcast.com/courses/cass-9-information-to-clients-training-course
**Canonical link:** `<link rel="canonical" href="https://www.skillcast.com/courses/cass-9-information-to-clients-training-course">`
**Provider:** Skillcast
**Duration:** 25 minutes
**Format:** In-depth
**Industries:** FS - Capital Markets, FS - Commodities, FS - Fintech, FS - Other, FS - Private Equity, FS - Asset Management, FS - Banking, FS - Crypto
**Topics:** CoreCompliance

## Description

Under the requirements of CASS 9, you are required to pass on certain information to clients, particularly where prime brokers, custody assets and client money are concerned. Learn your responsibilities and how to fully comply with the FCA's rules. Our CASS 9: Information to Clients Course will give you a high-level introduction to the information you need to know.

## Learning Objectives

- Understand the overall requirements of CASS 9
- Define a prime broker and explain the reports that need to be made by prime brokers
- Identify the information that needs to be provided regarding custody assets and client money
- Identify the reporting that is provided to clients on request

## Structured data (JSON-LD)

```json
{
  "@context": "https://schema.org",
  "@type": "Course",
  "name": "CASS 9 - Information to Clients",
  "description": "Under the requirements of CASS 9, you are required to pass on certain information to clients, particularly where prime brokers, custody assets and client money are concerned. Learn your responsibilities and how to fully comply with the FCA's rules. Our CASS 9: Information to Clients Course will give you a high-level introduction to the information you need to know.",
  "url": "https://www.skillcast.com/courses/cass-9-information-to-clients-training-course",
  "provider": {
    "@type": "Organization",
    "name": "Skillcast",
    "@id": "https://www.skillcast.com/"
  },
  "timeRequired": "PT25M",
  "teaches": [
    "Understand the overall requirements of CASS 9",
    "Define a prime broker and explain the reports that need to be made by prime brokers",
    "Identify the information that needs to be provided regarding custody assets and client money",
    "Identify the reporting that is provided to clients on request"
  ],
  "about": [
    "FS - Capital Markets",
    "FS - Commodities",
    "FS - Fintech",
    "FS - Other",
    "FS - Private Equity",
    "FS - Asset Management",
    "FS - Banking",
    "FS - Crypto",
    "CoreCompliance"
  ],
  "learningResourceType": [
    "In-depth"
  ]
}
```
