# COBS - Dealing and Managing

**Canonical URL:** https://www.skillcast.com/courses/cobs-dealing-and-managing-training-course
**Canonical link:** `<link rel="canonical" href="https://www.skillcast.com/courses/cobs-dealing-and-managing-training-course">`
**Provider:** Skillcast
**Duration:** 20 minutes
**Format:** In-depth
**Industries:** FS - Capital Markets, FS - Other, FS - Private Equity, FS - Asset Management
**Topics:** Financial Crime, CoreCompliance

## Description

The FCA Conduct of Business Sourcebook (COBS) applies to financial firms in the UK. COBS rules cover dealing and managing in the investment business. Dealing and managing refers to actions related to client investments. These rules aim to ensure that the best outcome for clients is achieved. Our COBS for Dealing and Managing Training Course explains the FCA's Conduct of Business Rules, focusing on best execution, order aggregation and the use of dealing commissions.

## Learning Objectives

- Explain best execution
- Recognise our execution policy and procedures for client order handling, including order of execution, aggregation and allocation
- Understand the prohibitions on the use of dealing commission and personal account dealing
- Identify and apply the record-keeping requirements

## Structured data (JSON-LD)

```json
{
  "@context": "https://schema.org",
  "@type": "Course",
  "name": "COBS - Dealing and Managing",
  "description": "The FCA Conduct of Business Sourcebook (COBS) applies to financial firms in the UK. COBS rules cover dealing and managing in the investment business. Dealing and managing refers to actions related to client investments. These rules aim to ensure that the best outcome for clients is achieved. Our COBS for Dealing and Managing Training Course explains the FCA's Conduct of Business Rules, focusing on best execution, order aggregation and the use of dealing commissions.",
  "url": "https://www.skillcast.com/courses/cobs-dealing-and-managing-training-course",
  "provider": {
    "@type": "Organization",
    "name": "Skillcast",
    "@id": "https://www.skillcast.com/"
  },
  "timeRequired": "PT20M",
  "teaches": [
    "Explain best execution",
    "Recognise our execution policy and procedures for client order handling, including order of execution, aggregation and allocation",
    "Understand the prohibitions on the use of dealing commission and personal account dealing",
    "Identify and apply the record-keeping requirements"
  ],
  "about": [
    "FS - Capital Markets",
    "FS - Other",
    "FS - Private Equity",
    "FS - Asset Management",
    "Financial Crime",
    "CoreCompliance"
  ],
  "learningResourceType": [
    "In-depth"
  ]
}
```