# Ethical Standards in Insurance and Investment Compliance E-Learning

**Canonical URL:** https://www.skillcast.com/courses/ethical-standards-in-finance-and-investment-training-course
**Canonical link:** `<link rel="canonical" href="https://www.skillcast.com/courses/ethical-standards-in-finance-and-investment-training-course">`
**Provider:** Skillcast
**Duration:** 40 minutes
**Format:** In-depth
**Industries:** FS - Other, FS - Asset Management, FS - Consumer Credit
**Topics:** Financial Crime, CoreCompliance

## Description

The FCA's ethical standards apply to individuals in finance and investment. These standards cover a professional's responsibilities to their firm and their clients. In financial services, a firm's most valuable asset is its reputation. Compliance with standards concerning inside information, money laundering, conflicts of interest, fiduciary duties, etc., helps maintain this. Our Ethical Standards in Finance and Investment Course explains the fundamental responsibilities of professionals working in financial services.

## Learning Objectives

- Know your fundamental responsibilities: honesty and integrity, avoiding plagiarising, avoiding the use of inside information
- Know your responsibilities to the Firm: disclosure of conflicts, responsibilities of supervisors, observing policies regarding personal account dealing, email and Internet access, not misrepresenting yourself or the Firm
- Know your responsibilities to your clients: independence and objectivity, properly preparing research reports, fulfilling fiduciary duties, fair dealing and preserving confidentiality

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    "Know your responsibilities to the Firm: disclosure of conflicts, responsibilities of supervisors, observing policies regarding personal account dealing, email and Internet access, not misrepresenting yourself or the Firm",
    "Know your responsibilities to your clients: independence and objectivity, properly preparing research reports, fulfilling fiduciary duties, fair dealing and preserving confidentiality"
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    "FS - Asset Management",
    "FS - Consumer Credit",
    "Financial Crime",
    "CoreCompliance"
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