# Overview of SM&CR for Dual Regulated Firms

**Canonical URL:** https://www.skillcast.com/courses/overview-of-smcr-for-dual-regulated-firms-training-course
**Canonical link:** `<link rel="canonical" href="https://www.skillcast.com/courses/overview-of-smcr-for-dual-regulated-firms-training-course">`
**Provider:** Skillcast
**Duration:** 30 minutes
**Format:** In-depth
**Topics:** SMCR

## Description

Our SMCR Overview training course will help your employees understand the key steps needed to comply with the regime. That includes: Preparing a Statement of Responsibilities Pre-approval of Senior Managers by the regulators Reasonable steps needed to stop regulatory breaches Identification of all Certified Persons Fit and proper assessment of all Certified Persons Ensuring Senior Managers understand the duty of responsibility

## Learning Objectives

- Understand the key elements of the SM&CR and how they apply to you
- Be aware of the Senior Management Functions and the allocation of responsibilities in our Firm
- Understand how fitness and propriety are assessed, and comply with the requirements
- Understand and comply with the Conduct Rules
- Understand and comply with the Certification Regime

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