<img src="https://certify.alexametrics.com/atrk.gif?account=b2hlr1ah9W20em" style="display:none" height="1" width="1" alt="">

FCA Compliance

FCA Compliance News | Nov 2018
FCA Compliance News - November 2018

FCA Compliance News | Nov 2018

Our November 2018 edition of FCA Compliance News looks at the latest regulatory developments in the financial services...

Key MiFID II Research Checks
MiFID II research checks

Key MiFID II Research Checks

Martyn Oughton writes about the all-important MiFID II research checks. Follow his checklist to make sure your firm is...

5 things you should be doing to put customer needs first
put customer needs first ahead of MiFID II

5 things you should be doing to put customer needs first

Read this blog post and follow our top tips to be sure you put your customer needs first ahead of the introduction of...

Intelligent Learning
  • Compliance Learning

How Intelligent Learning Improves Your Training Outcomes

Harness the power of personalisation, gamification, adaptive content and granular analytics through Intelligent Learning.

Book a Demo
How to Achieve MiFID II Compliance

How to Achieve MiFID II Compliance

MiFID arrived in response to the market crash. Following the PPI scandal, it was strengthened with the introduction of...

5 steps you should take to prepare for Direct Electronic Access

5 steps you should take to prepare for Direct Electronic Access

Read this blog pot to find out the steps you should be taking to prepare for direct electronic access (DEA) under MiFID...

5 Essential Controls for High Frequency Algorithmic Trading

5 Essential Controls for High Frequency Algorithmic Trading

Understand high frequency algorithmic trading (HFAT) and the 5 key controls you need in light of the MiFID II regime.

Compliance Bulletin
Newsletter

Compliance Bulletin

Our monthly email provides best practice, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

6 top tips to put clients at the heart of your business
6 top tips to put clients at the heart of your business

6 top tips to put clients at the heart of your business

Read this blog post to ensure you know how to put clients at the heart of your business, ahead of the implementation of...

5 Steps to Ensure Compliance with MiFID Data Retention Rules
5 Steps to Ensure Compliance with MiFID Data Retention Rules

5 Steps to Ensure Compliance with MiFID Data Retention Rules

Follow our five steps and make sure your business are compliant with MiFID II's upcoming data retention rules

How to stay compliant in financial social media promotions
Fotolia_86043633_Subscription_Monthly_M

How to stay compliant in financial social media promotions

Read this blog post to find out how your firm can stay compliant when using social media in financial promotions.