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FCA Compliance issues for businesses

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Discover the key issues businesses are facing surrounding FCA compliance

Ben Goh is the Managing Director of a Financial Services company and we interviewed him about some of the key issues businesses are facing surrounding FCA Compliance.

Below is a short clip of what Ben had to say when we asked him about the FCA and the demanding culture change:


This is just one example of the questions we asked. If you would like to hear more, please take a few moments to fill out the form and we will give you instant access to the 12 other questions we put to him.

Some of the topics covered include:

  • Intrusive supervision and what that means for firms
  • The likely impact of the regulation of remuneration policy and which type of firms are likely to be covered by such regulation
  • Product intervention and how it might work
  • Putting customers at the heart of your business

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