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SMCR for Insurance Training Presentation

Length: 29 slides | Format: Editable PPT / PDF

The Senior Managers and Certification Regime was introduced to strengthen individual accountability and improve standards of conduct. 

Firms are responsible for providing 'suitable' training to those staff to whom conduct rules apply.

They must ensure that their employees have an awareness and a broad understanding of all of the FCA conduct rules.

In addition, a deeper understanding of the practical application of rules is needed where they are relevant to specific activities.

SMCR for Insurance Training Presentation

How this training will help

This free training presentation will enable you to raise general awareness and understanding of SMCR.

Contents

  • Background of SMCR regulation
  • Senior managers regime
  • Certification regime
  • Conduct rules for individuals
  • Conduct rules for senior managers
  • SMCR Implementation

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