As part of its drive to become a data-driven regulator, the FCA is changing the way that it supervises regulated firms, including the way that it conducts inspections. They may be even conducted remotely without your firm having any knowledge.
In this webinar, we explain how the FCA will be conducting inspections in the future, and how best to ensure your organisation meets all the requirements.
Sam has worked in various business growth roles for over 20 years. She supports Skillcast as Community Leader, fostering collaboration, communication and innovation. She is building our compliance community and facilitates meaningful peer networking to enable regulated firms.
Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.
Strategic Technology Advisor
Chris White has an in-depth knowledge of legal, PS, FS, investment management and technology sectors. He is an experienced highly commercial CIO who has created sustainable customer and shareholder value through digital transformation.