Almost a year ago, firms in scope had to submit details of business-critical services and tolerances of disruption to the FCA.
And by 31 March 2025, mapping and testing need to be complete, but much has changed since these plans were made.
In this webinar, ex-FCA Katharine Leaman, CIO thought leader Chris White and lawyer Jonathan Armstrong discuss the FCA operational resilience obligations in compliance.
Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.
Strategic Technology Advisor
Chris White has an in-depth knowledge of legal, PS, FS, investment management and technology sectors. He is an experienced highly commercial CIO who has created sustainable customer and shareholder value through digital transformation.
Jonathan is a lawyer helping multinational clients with risk and compliance across Europe. A regular broadcaster with the BBC & other channels, he has written articles on technology and compliance-related topics. He is a Fellow of The Chartered Institute of Marketing (FCIM) and Vice-Chair of the New York State Bar Association International Section.