SMCR Registers
Streamline your SMCR compliance
Our Senior Managers & Certification Regime (SMCR) compliance solution helps firms implement effective compliance and risk measures to meet their obligations under the SMCR.
By drawing on data from multiple sources -including your LMS, HR systems, and internal records - the SMCR Registers module builds and maintains complete, up-to-date profiles for your senior managers and certified persons.
It performs dozens of automated checks daily, alerting you to overdue requirements and upcoming tasks that need attention.
This ensures you can confidently submit senior managers for FCA approval, certify material risk takers, and report overall compliance to regulators and auditors with ease.
Automate key processes
Streamline approvals of senior managers and annual certification of material risk-takers
Record keeping and chase-ups to save time
Firm-wide consistency in record keeping
Improve accountability and management oversight
Identify upcoming SMCR tasks and potential compliance gaps
Become audit-ready for regulatory and reference requests
Book Your Free Demo
Format: Interactive Online Demonstration
Within the demo, we'll take the time to understand your compliance challenges and suggest the learning solutions that best fit your needs.
Learn more about our...
- Compliance platform - A tour of our Learning Management System (LMS) and extensive library of off-the-shelf courses.
- Key LMS features - Including learning paths, course allocation, management reporting and customisation options.
- End-user experience - From accessibility to mobile-friendly responsive design.
- Customer success - What to expect from your dedicated service manager, from setup and portal branding to course assignment and product support.