In this first update of the year, we have for you an analysis of Google's GDPR fine as well as several other compliance developments and points to pon...
Editors note: This post was originally published in April 2018 and has been refreshed to provide additional information.
With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...
With the New Year celebrations becoming a distant memory, our conversations with compliance officers are turning to what the top compliance issues for...
Compliance e-learning is no longer seen as a sheep dip solution for staff compliance. Companies want to use every training intervention as an opportun...
Attaining 100% compliance is an enormous task and responsibility for any company. Non-compliance can manifest itself in unintentional or deliberate ac...
The end of year has proved to be very busy in financial sector compliance, with numerous publications concerning Brexit being issued on top of the ong...
This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...
Rory has no time for rules, especially the pointless ones that add a lot of work for no apparent benefit. When he encounters such rules, his first tho...
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This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...
It's an on-going struggle for most companies to engage their staff with compliance training. There's a constant stream of new regulations and tweaks t...
Last week we had the pleasure of being the Platinum sponsors of the AMLP Forum’s 7th Annual Anti-Bribery & Corruption Event.
Motivating employees to undertake training can sometimes be a challenge. Imagine if you were approached by your manager and asked whether you’d like t...
The extension of Senior Managers and Certification Regime (SM&CR) to insurers introduces a new ‘Duty of Responsibility’ which applies to Senior Manage...
The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...
A Learning Management System (LMS) is an essential tool for organisations to ensure their workforce is fully compliant. However, not all LMSs are equa...
Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...
The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...
In an increasingly regulated world, organisations are facing greater scrutiny than ever. And the focus on compliance is expected to increase. 74% of c...
