Creating Compliance Leadership in Smaller Businesses

Speaker: Philip Chapman

Overview

This session explores the role of the compliance manager leading a team of one in a small organisation.

Philip shares how sustainable it is to be a Head of Compliance in a team of one or a small team with a limited budget – and what can be done about it.

Discussion points

Discover practical strategies to navigate the pressures of the role, including the “remit creep” of the Compliance function over the last 15 years
Where are the opportunities for Compliance Officers?
Managing horizon scanning and regulatory change
What does success for a small Compliance Function look like

Watch now See compliance for smaller businesses

Speaker profile

Philip Chapman

Head of Compliance

Philip Chapman is Head of Compliance at Hannover Re UK Life Branch, bringing over two decades of experience in financial services. He specialises in compliance management, conduct risk, and delivering major regulatory change programmes aligned with PRA and FCA requirements. Known for his technical expertise and ability to influence senior stakeholders, Philip has held senior roles at Aetna, Lloyds Banking Group, and the Financial Services Authority.