UK Regulatory & Legislative Change 2026 - May Seminar
Managing Operational, Personal and Regulatory Risk
12:30pm - 5pm | 13th May 2026 | Chartered Accountants Hall, London
Guidance and commentary from industry practitioners on handling ERA reform, cybersecurity threats and regulatory scrutiny in 2026
About the seminar
Timings for the day
- 12.30-1.15pm: Networking Lunch
- 1.15-1.30pm: Welcome
- 1.30-1.55pm: Session 1
Training is Cheaper than Fines: Making the Business Case for Training - 1.55-2.20pm: Session 2
FCA Business Plan and Regulatory Grid - 2.20-2.45pm: Session 3
Creating Compliance Leadership in Smaller Businesses - 2.45-3:10pm: Session 4
Non‑Financial Misconduct: Culture, Conduct and Personal Liability - 3.10-3.30pm: Networking break
- 3.30-3.55pm: Session 5
Cybersecurity and Cyber Attacks: From IT Issue to Board‑Level Crisis - 3.55-4.15pm: Session 6
The Employment Rights Act for Managers: How it Impacts all Employers - 4.15-5pm: Drinks Reception
What expect from each session
Session 1: Training is Cheaper than Fines: Making the Business Case for Training
What the CFO looks for in a business case to invest in compliance training in the face of regulatory and legislative change.
Key takeaways:
- Be able to clearly articulate the financial justification for investing in compliance training, reflecting CFO priorities
- Learn how to develop a persuasive case for investment
- Understand how to present compliance training proposals that meet scrutiny from financial and regulatory perspectives alike
Session 2: FCA Business Plan and Regulatory Grid
Consumer Duty After Go‑Live: Evidencing Fair Value and Good Outcomes Under 2026 FCA Scrutiny
Key takeaways:
- A practical understanding of what FCA supervisors will look for in 2026 Duty reviews
- Templates and approaches for effective outcomes monitoring and MI
- Confidence in articulating Duty compliance to boards, auditors and regulators
Session 3: Creating Compliance Leadership in Smaller Businesses
The role of the compliance manager leading a team of one in a small organisation
Key takeaways:
- Defining the role of the compliance manager in a smaller organisation
- Balancing training, reporting, questions, and the C Suite
- Overcoming challenges of delivering compliance with limited resources
Session 4: Non‑Financial Misconduct – Culture, Conduct and Personal Liability
The impact of non‑financial misconduct on culture, risk management, and employee behaviour
Key takeaways:
- A clear framework for identifying, investigating and remediating non‑financial misconduct
- An understanding of personal liability for senior managers and partners
- Practical approaches to evidencing culture change and speak‑up effectiveness to regulators and stakeholders
Session 5: Cybersecurity and Cyber Attacks: From IT Issue to Board-Level Crisis
When (not If) a cyber attack hits and the operational, legal and regulatory fallout for UK businesses
Key takeaways:
- Understanding of realistic cyber threat scenarios and their business consequences
- Clear regulatory and legal obligations triggered by cyber incidents
- Practical incident response framework and preparedness checklist
- Board‑level reporting approach for cyber risk and resilience
Session 6: The Employment Rights Act for Managers: How it Impacts all Employers
How the latest legislation and regulation changes effect businesses, managers, and obligations
Key takeaways:
- New requirements on Preventing Sexual Harassment and Whistleblowing
- Day One Rights
- Updates on the latest court cases