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UK Regulatory & Legislative Change 2026 Seminar

Managing Operational, Personal and Regulatory Risk

Hear from industry practitioners on managing operational, personal and regulatory risk in 2026 — with focused sessions on the FCA Plan, Consumer Duty, Cybersecurity, Non‑Financial Misconduct and Employment Rights Act (ERA) changes.

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Explore all sessions and topics covered

Session 1: Training is Cheaper than Fines: Making the Business Case for Training

What the CFO looks for in a business case to invest in compliance training in the face of regulatory and legislative change.

Key takeaways:

  • Be able to clearly articulate the financial justification for investing in compliance training, reflecting CFO priorities
  • Learn how to develop a persuasive case for investment
  • Understand how to present compliance training proposals that meet scrutiny from financial and regulatory perspectives alike

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Session 2: Making sense of the FCA 2026/27 Plan 

Consumer Duty After Go‑Live: Evidencing Fair Value and Good Outcomes Under 2026 FCA Scrutiny

Key takeaways:

  • A practical understanding of what FCA supervisors will look for in 2026 Duty reviews
  • Confidence in articulating Duty compliance to boards, auditors and regulators

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Session 3: Creating Compliance Leadership in Smaller Businesses

The role of the compliance manager leading a team of one in a small organisation

Key takeaways:

  • Defining the role of the compliance manager in a smaller organisation
  • Balancing training, reporting, questions, and the C Suite
  • Overcoming challenges of delivering compliance with limited resources

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Session 4: Non‑Financial Misconduct – Culture, Conduct and Personal Liability

The impact of non‑financial misconduct on culture, risk management, and employee behaviour

Key takeaways:

  • A clear framework for identifying, investigating and remediating non‑financial misconduct
  • An understanding of personal liability for senior managers and partners
  • Practical approaches to evidencing culture change and speak‑up effectiveness to regulators and stakeholders

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Session 5: Cybersecurity and Cyber Attacks: From IT Issue to Board-Level Crisis

When (not If) a cyber attack hits and the operational, legal and regulatory fallout for UK businesses

Key takeaways:

  • Understanding of realistic cyber threat scenarios and their business consequences
  • Clear regulatory and legal obligations triggered by cyber incidents
  • Practical incident response framework and preparedness checklist
  • Board‑level reporting approach for cyber risk and resilience

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Session 6: The Employment Rights Act for Managers: How it Impacts all Employers

How the latest legislation and regulation changes affect businesses, managers, and obligations

Key takeaways:

  • New requirements on Preventing Sexual Harassment and Whistleblowing
  • Day One Rights
  • Updates on the latest court cases

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Who should watch?

These seminar sessions are essential for

Senior Compliance Officers

Risk Managers

MLROs

Legal Teams

Operations Managers

HR Leaders

Event Speakers

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Neil Makwana

Session 2 & 4 Speaker

Neil Makwana has held key roles at the UK FSA/PRA as a banking supervisor and at Barclays, in Regulatory functions across the bank. More recently, he worked in digital assets at OKX and Copper Technologies, where he led global licensing and authorisation initiatives. He brings deep regulatory knowledge to his work. He has hands-on insight into digital asset licensing, Third-Party Risk Management, compliance frameworks, regulatory change, risk assessments, corporate banking, and regulatory advocacy.

Neil’s foundation is in Accounting and Finance. Additionally, he holds an MBA from CASS Business School.

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Philip Chapman

Session 3 Speaker

Philip Chapman is Head of Compliance at Hannover Re UK Life Branch, bringing over two decades of experience in financial services. He specialises in compliance management, conduct risk, and delivering major regulatory change programmes aligned with PRA and FCA requirements. Known for his technical expertise and ability to influence senior stakeholders, Philip has held senior roles at Aetna, Lloyds Banking Group, and the Financial Services Authority.
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Katharine Leaman

Session 2 & 4 Speaker

Katharine (Skillcast Advisory Board Member) has worked in financial services for over thirty years in insurance claims, giving investment advice, regulation, and banking compliance. Katharine has been European Head of Regulatory Compliance at Standard Chartered Bank and spent over a decade at the UK's regulator, the FSA (now FCA in senior policy and supervision roles.

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John Kingston

Session 5 Speaker

John Kingston is a Senior Lecturer in Cyber Security in the School of Science & Technology. John has an extensive background in artificial intelligence and qualifications in law. He spent twenty years at the University of Edinburgh. With seven years in a range of roles in government and industry, before returning to academia in 2015. Current interests include: Using knowledge management techniques to address the problem of human deception in cybersecurity, as well as standardisation of descriptions of cyber attacks for knowledge sharing and reasoning.

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Nickie Elenor

Session 6 Speaker

Nickie Elenor has over 30 years’ experience advising employers across the UK. She is currently working closely with employer clients to prepare for the upcoming Employment Rights Act changes, including significant reforms to sexual harassment law. Nickie is also the instructing solicitor on a landmark whistleblowing case, Barton Turns Development v Treadwell, due to be heard in the Supreme Court in May, and brings valuable insight into the practical implications of this case for employers. Her work combines legally robust advice with a strong commercial and people‑focused perspective.