An overview of the most recent and upcoming changes to FCA guidelines for senior managers...
This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...
It's an on-going struggle for most companies to engage their staff with compliance training. There's a constant stream of new regulations and tweaks t...
Last week we had the pleasure of being the Platinum sponsors of the AMLP Forum’s 7th Annual Anti-Bribery & Corruption Event.
Motivating employees to undertake training can sometimes be a challenge. Imagine if you were approached by your manager and asked whether you’d like t...
The extension of Senior Managers and Certification Regime (SM&CR) to insurers introduces a new ‘Duty of Responsibility’ which applies to Senior Manage...
The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...
A Learning Management System (LMS) is an essential tool for organisations to ensure their workforce is fully compliant. However, not all LMSs are equa...
Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...
The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...
In an increasingly regulated world, organisations are facing greater scrutiny than ever. And the focus on compliance is expected to increase. 74% of c...
Gamification in e-learning is often mistaken for games-based learning. But the two aren't the same. Gamification can be defined as the application of...
The UK Bribery Act came into force in 2011 and remains one of the toughest anti-bribery laws in the world. Although we’ve not seen the kind of high-pr...
Although this may seem an unusual way to start thinking about the GDPR, but consider the question – "What do you think will be the root cause of most ...
General Data Protection Regulation (GDPR) Readiness Self-Assessment Questionnaire This GDPR readiness questionnaire will assist you to establish new G...
GDPR applies to all EU member states, but what is different about the way the General Data Protection Regulation (GDPR) is implemented within the EU m...
Why managing vulnerable customers has never been more important With GDPR, comes a widening in scope of what constitutes personal data and a reclassif...
What constitutes personal data under GDPR? With GDPR, comes a widening in scope of what constitutes personal data. Historically, we have taken persona...
It has long been accepted that data protection, has by and large been a poor relation in the world of compliance, and in particular never been a good ...
GDPR came into effect in May 2018, bringing with it new rules to better protect individuals' personal data.
