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    Compliance Essentials News - January 2019

    In this first update of the year, we have for you an analysis of Google's GDPR fine as well as several other compliance developments and points to pon...

    Read More

    Why you need a Data Protection Officer in light of GDPR

    Editors note: This post was originally published in April 2018 and has been refreshed to provide additional information.

    Read More

    FCA Compliance News - January 2019

    With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...

    Read More

    Six Big Compliance Challenges that UK Companies Face in 2019

    With the New Year celebrations becoming a distant memory, our conversations with compliance officers are turning to what the top compliance issues for...

    Read More

    Compliance training: do you need a bespoke e-learning solution?

    Compliance e-learning is no longer seen as a sheep dip solution for staff compliance. Companies want to use every training intervention as an opportun...

    Read More

    The red flags that could help you spot non-compliance

    Attaining 100% compliance is an enormous task and responsibility for any company. Non-compliance can manifest itself in unintentional or deliberate ac...

    Read More

    FCA Compliance News - December 2018

    The end of year has proved to be very busy in financial sector compliance, with numerous publications concerning Brexit being issued on top of the ong...

    Read More

    Compliance Essentials News - December 2018

    This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...

    Read More

    How to Manage the Compliance Personas in Your Company

    Rory has no time for rules, especially the pointless ones that add a lot of work for no apparent benefit. When he encounters such rules, his first tho...

    Read More

    FCA Compliance News - November 2018

    An overview of the most recent and upcoming changes to FCA guidelines for senior managers...

    Read More

    Compliance Essentials News - November 2018

    This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...

    Read More

    Getting personal: 5 ways to engage staff with compliance training

    It's an on-going struggle for most companies to engage their staff with compliance training. There's a constant stream of new regulations and tweaks t...

    Read More

    7th Annual Anti-Bribery & Corruption Forum Highlights

    Last week we had the pleasure of being the Platinum sponsors of the AMLP Forum’s 7th Annual Anti-Bribery & Corruption Event.

    Read More

    5 ways to sell e-learning to reluctant employees

    Motivating employees to undertake training can sometimes be a challenge. Imagine if you were approached by your manager and asked whether you’d like t...

    Read More

    How is the SMCR different from SIMR and APR?

    The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...

    Read More

    8 Things to Look For in a Compliance LMS

    A Learning Management System (LMS) is an essential tool for organisations to ensure their workforce is fully compliant. However, not all LMSs are equa...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More

    The top 5 challenges for Compliance Officers in 2018 and beyond

    In an increasingly regulated world, organisations are facing greater scrutiny than ever. And the focus on compliance is expected to increase. 74% of c...

    Read More

    6 steps to successful gamification in compliance training

    Gamification in e-learning is often mistaken for games-based learning. But the two aren't the same.  Gamification can be defined as the application of...

    Read More
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    Compliance Essentials News - January 2019

    In this first update of the year, we have for you an analysis of Google's GDPR fine as well as several other compliance developments and points to pon...

    Read More

    Why you need a Data Protection Officer in light of GDPR

    Editors note: This post was originally published in April 2018 and has been refreshed to provide additional information.

    Read More

    FCA Compliance News - January 2019

    With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...

    Read More

    Six Big Compliance Challenges that UK Companies Face in 2019

    With the New Year celebrations becoming a distant memory, our conversations with compliance officers are turning to what the top compliance issues for...

    Read More

    Compliance training: do you need a bespoke e-learning solution?

    Compliance e-learning is no longer seen as a sheep dip solution for staff compliance. Companies want to use every training intervention as an opportun...

    Read More

    The red flags that could help you spot non-compliance

    Attaining 100% compliance is an enormous task and responsibility for any company. Non-compliance can manifest itself in unintentional or deliberate ac...

    Read More

    FCA Compliance News - December 2018

    The end of year has proved to be very busy in financial sector compliance, with numerous publications concerning Brexit being issued on top of the ong...

    Read More

    Compliance Essentials News - December 2018

    This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...

    Read More

    How to Manage the Compliance Personas in Your Company

    Rory has no time for rules, especially the pointless ones that add a lot of work for no apparent benefit. When he encounters such rules, his first tho...

    Read More

    FCA Compliance News - November 2018

    An overview of the most recent and upcoming changes to FCA guidelines for senior managers...

    Read More

    Compliance Essentials News - November 2018

    This blog is dedicated to bringing you the news that touches the people dimension of regulatory compliance. It's not only about regulations, policies,...

    Read More

    Getting personal: 5 ways to engage staff with compliance training

    It's an on-going struggle for most companies to engage their staff with compliance training. There's a constant stream of new regulations and tweaks t...

    Read More

    7th Annual Anti-Bribery & Corruption Forum Highlights

    Last week we had the pleasure of being the Platinum sponsors of the AMLP Forum’s 7th Annual Anti-Bribery & Corruption Event.

    Read More

    5 ways to sell e-learning to reluctant employees

    Motivating employees to undertake training can sometimes be a challenge. Imagine if you were approached by your manager and asked whether you’d like t...

    Read More

    How is the SMCR different from SIMR and APR?

    The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...

    Read More

    8 Things to Look For in a Compliance LMS

    A Learning Management System (LMS) is an essential tool for organisations to ensure their workforce is fully compliant. However, not all LMSs are equa...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More

    The top 5 challenges for Compliance Officers in 2018 and beyond

    In an increasingly regulated world, organisations are facing greater scrutiny than ever. And the focus on compliance is expected to increase. 74% of c...

    Read More

    6 steps to successful gamification in compliance training

    Gamification in e-learning is often mistaken for games-based learning. But the two aren't the same.  Gamification can be defined as the application of...

    Read More