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SMCR Training Courses

The Senior Managers and Certification Regime (SMCR) is a key regulation that applies to all banking, insurance and financial services firms since December 2019.

Our library of e-learning courses helps raise awareness and comprehension of the conduct rules. They also ensure a deeper understanding of the practical application of specific rules directly relating to each employee, as required by the FCA.

SMCR 360 is our innovative compliance toolkit which then helps firms implement effective compliance and risk measures to deliver on their obligations under SMCR.

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FCA Compliance

SMCR Training Course Library

Our comprehensive SMCR compliance library contains versions of each module tailored to your sector needs. It includes versions for Banking, Building Societies, Insurance and Solo-regulated firms (Core, Enhanced, Limited scope).

 Introduction to SMCR

Duration

10 Minutes

Format

Microlearning

Updated

Jan-2020

Introduction to SMCR

The UK's financial services sector has been rocked over the past decade by scandals ranging from miss-selling to market manipulation. This led to the launch of the SMCR.

Our Introduction to SMCR training course will help your employees gain a basic understanding of how this regime affects them and your company.

Course Details
SMCR Overview

Duration

50 Minutes

Format

E-learning

Updated

Jan-2020

SMCR Overview

Our SMCR Overview training course provides your employees with a more thorough understanding of the key steps needed to take to comply with the regime.

It covers statement of responsibilities, regulator pre-approvals, reasonable steps to stop breaches, the duty of responsibility, plus the identification and assessment of Certified Persons.

Course Details
Start a Free Trial of SMCR Courses

Duration

30-days

Format

E-Learning

Cost

Free!

Start a Free Trial of SMCR Courses

If you'd like to see these courses in more detail, why not sign up for a free trial?

Our feature-packed Learning Management System (LMS) enables you to build and deliver all of your digital training content.

It provides one-click access to e-learning courses, robust reporting, SSO, HR data integration, easy customisation and more.

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Conduct Rules for Senior Managers

Duration

40 Minutes

Format

E-learning

Updated

Jan-2020

Conduct Rules for Senior Managers

Senior Managers are required to comply with the FCA's five Individual Conduct Rules (ICRs) and four Senior Managers Rules (SMRs). They are also to take 'reasonable steps' to prevent breaches.

This SMCR Conduct Rule course helps your Senior Managers to learn about these rules, their contraventions and their application in practical situations.

Course Details
Conduct Rules for Certified Persons

Duration

30 Minutes

Format

E-learning

Updated

Jan-2020

Conduct Rules for Certified Persons

Certified Persons are those in roles outside of senior management who could still cause significant harm to a firm or its customers. They must adhere to five Individual Conduct Rules.

This SMCR Conduct Rule course helps your Certified Persons to learn about these rules, their contraventions and their application in practical situations."

Course Details
Conduct Rules for Non-certified Persons

Duration

20 Minutes

Format

E-learning

Updated

Jan-2020

Non-certified Person Conduct Rules

One of the cornerstones of the SMCR is a set of five Individual Conduct Rules (ICRs) that apply to all individuals working in financial services.

This SMCR Conduct Rules course helps Non-certified Persons learn about ICRs, their contraventions and their application to practical situations relevant to their roles.

Course Details

SMCR Compliance Toolkit

SMCR 360 is a technology-based compliance solution that helps firms implement effective compliance and risk measures to deliver on their obligations under the Senior Managers and Certification Regime.

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SMCR 360