Approved Persons Training Course

• 40 Minutes
• For all staff
• UK

Appointed representatives must meet FCA conduct standards, even when they fall outside the Senior Managers and Certification Regime (SM&CR). Your firm remains responsible for the conduct of its appointed representatives. If they misunderstand their obligations, your regulatory position is exposed. Our Approved Persons Compliance Training Course explains the Approved Persons Regime (APER), identifies the relevant controlled functions, clarifies fitness and propriety requirements, and explores the Statements of Principle and Code of Practice.

Give appointed representatives the practical knowledge to understand their responsibilities and meet the standards expected of them. This in-depth FCA Approved Persons e-learning helps appointed representatives recognise misconduct, apply the right standards and understand what fitness and propriety means in practice.