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Market Abuse Regulation

Market Abuse Regulations prohibit insider dealing, unlawful disclosure of inside information and market manipulation. If you breach these regulations, you risk heavy fines and even long prison sentences. Our Market Abuse Regulation course will help your employees to understand the laws that safeguard financial market integrity and protect investors.

objectives

What you’ll learn in
this course

  • Recognise the types of behaviour classed as market abuse
  • Take appropriate action to avoid dealing on the basis of inside information and prevent its unlawful disclosure
  • Act with integrity and honesty to avoid market manipulation
  • Observe the market rules in relation to insider lists, disclosure of managers' deals, research disclosures and safe harbours
  • Know when and how to report suspicious transactions and blow the whistle

Hear from our customers

Being able to personalise our own training has been a game-changer! Excellent training was provided on how to use the CMS and the support team have been so helpful, patient and quick to reply when I've got stuck.

Feefo Customer Rating  ★★★★★ 4.9/5

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