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Market Abuse Regulation

  • 25 Minutes
  • For all staff
  • jurisdiction UK

This 25-minute refresher revisits the Market Abuse Regulation, which prohibits insider dealing, unlawful disclosure of inside information and market manipulation, with heavy fines and long prison sentences among the penalties. It helps staff stay aware of the laws affecting market abuse, identify a qualifying market and which actors fall within scope, and distinguish between the different types of abusive behaviour.

Annual refreshers exist because the rules are technical and the exposure is personal. Staff who completed in-depth training two years ago will have lost the detail that matters, particularly around what counts as inside information in their own work. A short, focused refresher keeps the standard current across the population without repeating a full course, and it keeps your training records defensible.

objectives

What you’ll learn in
this course

  • Be aware of the laws affecting market abuse
  • Identify a qualifying market and which actors fall within the scope of the laws
  • Distinguish between the different types of market abuse
  • Recognise inside information
  • Appreciate the consequences of non-compliance
  • Be able to explain your compliance and reporting obligations

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A great LMS with a dedicated and knowledgeable team behind it. The LMS has a number of features that are gradually shared and which keeps on being developed.

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