Top 10 SMCR Training Tips

Length: 1-page | Format: Editable PPT / PDF

Firms are responsible for providing 'suitable' SMCR training to those staff to whom conduct rules apply.

They must ensure that their employees have an awareness and a broad understanding of all of the FCA conduct rules.

In addition, a deeper understanding of the practical application of rules is needed where they are relevant to specific activities.

But how can you achieve this?

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smcr best practice training tips

How this training aid will help...

Remember that prevention is better than a cure. Driving the right behaviours is the key to SMCR success! 

Our ten training tips cover:

  • Roles and objectives
  • Activity-based learning
  • Competency-based assessments
  • Embedding learning
  • Limitations of generic learning
  • Training frequency

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