SRA Disciplinary Procedures
The SRA Disciplinary Procedures outline how the regulator responds to breaches of its rules and standards. This includes investigations, potential sanctions, and the role of the Solicitors Disciplinary Tribunal. Our course provides an overview of how the process works, what to expect during an investigation, and how to mitigate risk through good governance and early compliance.
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30 Minutes -
For all staff
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UK
What you’ll learn in
this course
- Understand the purpose and framework of SRA disciplinary procedures
- Recognise the types of breaches and regulatory issues that may trigger an investigation
- Understand your responsibilities and obligations during an SRA investigation
- Respond appropriately to investigations to remain accountable, demonstrate compliance, and minimise the risk of sanctions
