SRA Disciplinary Procedures

The SRA Disciplinary Procedures outline how the regulator responds to breaches of its rules and standards. This includes investigations, potential sanctions, and the role of the Solicitors Disciplinary Tribunal. Our course provides an overview of how the process works, what to expect during an investigation, and how to mitigate risk through good governance and early compliance.

30 Minutes
For all staff
UK

What you’ll learn in
this course

Understand the purpose and framework of SRA disciplinary procedures
Recognise the types of breaches and regulatory issues that may trigger an investigation
Understand your responsibilities and obligations during an SRA investigation
Respond appropriately to investigations to remain accountable, demonstrate compliance, and minimise the risk of sanctions

Hear from our customers

I cannot overstate how happy with are with Skillcast. They are prompt, attentive, patient and always so good humoured. The teams work seamlessly, and there is always someone to cover in the absence of a team member. I am always impressed and very happy to work with the team.

Feefo Customer Rating ★★★★★ 4.9/5

Want to explore more courses?

Browse all courses and search by topic to find what matters most to you.

Search all courses

Our LMS or yours?

Award-winning LMS

Leverage the award-winning Skillcast Portal to deliver your compliance training, track performance with analytics, and access compliance tools to support and strengthen your compliance programme.

Discover LMS

Skillcast Remote Services

If you prefer to use your own LMS, we offer flexible pricing plans and delivery options to suit your unique needs, from off-the-shelf course libraries to fully bespoke solutions.

Explore SRS

SRA Disciplinary Procedures