Navigating Regulatory Challenges Seminar

Join Skillcast and speakers from PIMFA, Linklaters, and Shoosmiths on 16 May 2024 for a morning session discussing the FCA Business Plan update, Consumer Duty, enforcement, and innovation.

This will be relevant for leaders in compliance, legal, training, and L&D who want to ensure their teams are equipped to understand regulatory demands.

Date: Thursday, 16 May 2024
Timing: 8.45 am - 1.00 pm with a networking breakfast and lunch
Location: Chartered Accountants Hall, One Moorgate Place, London, EC2R 6EA

Register for this free-to-attend event with engaging talks, interactive polling and Q&A sessions. If you have any questions, contact us at events@skillcast.com.

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Agenda

8.45 am: Networking Breakfast

9.15 am: Keynote - FCA Business Plan Update

  • The regulator's focus and advice to firms
  • Understand the challenges faced and changes made

10.00 am: Consumer Duty and Vulnerable Customers - PIMFA

  • Firms' approach to implementing consumer duty and challenges faced 
  • Impact on business operations: propositions, fee structures, communications, governance
  • Looking ahead: fair value, board reports, vulnerable customers

10.25 am: Enforcement and the Regulator - Shoosmiths

  • Enforcement and supervision
  • Available tools and factors considered by the regulator
  • Preparing for next year's FCA Visit, including Annual Board Report (31st July deadline) 

10.50 am: Refreshment Break

11.00 am: Data governance in meeting regulatory expectations - Linklaters and Keystone Law

  • Significance of data governance in meeting regulatory expectations
  • Best practice for ensuring data quality, timeliness, and accuracy
  • Enhancing regulatory compliance and consumer protection efforts

11.45 am: Enhancing your Compliance Learning - Skillcast

  • Utilising microlearning and gamification for engagement and problem-solving
  • Enhancing knowledge retention and productivity through targeted learning methods
  • Fast-track staff development with adaptive learning and role-specific training

12.15 pm: Networking Lunch
1.00 pm: Depart

Register to attend