SMCR Overview Training Course
Our SMCR Overview training course will help your employees understand the key steps needed to comply with the regime. That includes:
- Preparing a Statement of Responsibilities
- Pre-approval of Senior Managers by the regulators
- Reasonable steps needed to stop regulatory breaches
- Identification of all Certified Persons
- Fit and proper assessment of all Certified Persons
- Ensuring Senior Managers understand the duty of responsibility
Learning objectives
This course will help your employees to:
- Understand the key elements of the SM&CR and how they apply to you
- Be aware of the Senior Management Functions and the allocation of responsibilities in our Firm
- Understand how fitness and propriety are assessed, and comply with the requirements
- Understand and comply with the Conduct Rules
- Understand and comply with the Certification Regime
Latest course updates
- Major revision and update of course
- Adapted to incorporate the FCA's Consumer Duty
- Addition of a sixth Individual Conduct Rule
- Versions of this course are available that are tailored for Dual-regulated firms (Banking, Insurance) and Solo-regulated firms (Core, Enhanced, Limited scope)
Course Specifications
Structure
Approximately 30-minute long e-learning course followed by a 10-question assessment.
Audience
Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.
Design
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via your client style sheet.
Compatibility
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
Tailoring
Fully customisable on Skillcast Portal CMS.
Translation
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Localisation
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.
Sample Course Pages
Compliance Essentials
Our comprehensive off-the-shelf compliance solution of 30+ in-depth courses and dozens of microlearning modules helps companies from SMEs to global corporates to achieve compliance success.
