Market Abuse Compliance E-Learning Course
The laws and regulations prohibiting market abuse apply to all employees, not only those engaged in front-office, client dealing or trading roles.
That is why it is important that all staff know and understand the procedures to prevent market abuse.
Our Market Abuse Regulation Course will help your employees understand how to comply with laws that protect investors and safeguard financial market integrity.
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45 Minutes -
For all staff
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UK
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Compliance Essentials Library
What you’ll learn in
this course
- Recognise the types of behaviour classed as market abuse
- Take appropriate action to avoid dealing on the basis of inside information and prevent its unlawful disclosure
- Act with integrity and honesty to avoid market manipulation
- Observe the market rules in relation to insider lists, disclosure of managers' deals, research disclosures and safe harbours
- Know when and how to report suspicious transactions and blow the whistle
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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