Hari Gupta

Hari has worked for over 25 years as a legal researcher, editor, author and consultant for many organisations across several countries. He worked in the private sector for legal publishing, law and insurance firms and the Law Society of Ireland, and in the public sector through his work for the Australian and Irish Parliaments and the UNHCR. Hari has a BA/LLB and a Masters of Peace and Conflict Studies.

Understanding Market Abuse Regulation

One of the main policy focuses in FCA's Business Plan is to deliver assertive action on market abuse. But, what is...

Competition Law

Creating Corporate Dawn Raid Guidelines

Historically a dawn raid involved boxes loaded into vans outside office blocks. Nowadays, they could be ringing your...

Compliance Strategy

Staying Compliant Using Generative AI

AI has been around for years, but it hasn't been generally accessible until now. Chat GPT and Bard have propelled the...

Compliance Strategy

Compliance Essentials Library Over 100 E-learning Courses

Our best-selling Essentials Library of over 100 e-learning and microlearning courses is a one-stop compliance solution.

Compliance Strategy

Creating a Code of Conduct Culture

A Code of Conduct is an essential part of compliance best practice. But, what exactly does this entail and are you...

Understanding Proliferation Financing Obligations

Proliferation financing is a financial crime which is heavily fined. That's why it's important not to miss a beat with...

9 Steps to Deal With a Data Breach

The ICO never shies away from issuing penalties. It's one thing to know this and another to be on the receiving end....

Health and Safety

How to use RegTech for RIDDOR

Covid has put RIDDOR in the spotlight. Piles of paperwork can make compliance with this regulatory obligation a chore....

AML Risk Assessment Best Practices

Despite stringent AML rules and regulations, money laundering poses a threat to businesses. A risk-based approach to...

Risk Management

Compliance Continuity Management (CCM)

How do you ensure legal and regulatory compliance during times of disruption? We asked our panel of experts for advice...