One of the main policy focuses in FCA's Business Plan is to deliver assertive action on market abuse. But, what is...
Continue reading
In the UK, regulated entities and individuals within the financial sector are expected to maintain transparent and...
Continue reading
We discuss the major compliance issues facing the financial services industry in 2024, from consumer duty and data to...
Continue reading
Monetary fines are a common punishment for financial crime. From bribery to money laundering, we examine the biggest...
Continue reading
Financial institutions continuously face challenges in tackling financial crime and in protecting their customers and...
Continue reading
IFAs need to ensure they are up-to-date with the latest rules and regulations designed to protect consumers and ensure...
Continue reading
Our monthly email provides best practices, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.
What does the FCA expect when you assess a person’s fitness and propriety to perform their role? We discuss the three...
Continue reading
The FCA had a relatively quiet year on the fines front. We analyse the nature of the breaches behind the penalties...
Continue reading
As financial markets evolve, regulators increasingly rely on data-driven approaches to ensure market integrity,...
Continue reading