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    Compliance Training Blog

    Best practice, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

    FCA Compliance News – October 2019

    This month's FS round-up includes fines for Prudential & Tullett Prebon, travel insurers warned over high commissions, FCA review of unit-linked trust...

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    SM&CR – The People Dimension

    SM&CR is a real opportunity to establish healthy cultures, effective governance, and greater personal responsibility. Those firms that do will build a ...

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    FCA Compliance News – September 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for destroying documents & money launder...

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    Skillcast Breakfast Briefing: SM&CR

    Skillcast hosted a special networking breakfast at The Gherkin in London on Tuesday 24th September to present tools for meeting SM&CR training, attest...

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    FCA Compliance News – August 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for Standard Life & Cathay, KPMG dismiss...

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    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

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    FCA Compliance News – July 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for BOS, HSBC historical debt collection...

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    5 Steps FCA Solo-Regulated Firms Should Take to Prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

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    SM&CR Duty of Responsibility - What You Need to Know

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

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    FCA Compliance News – June 2019

    This blog aims to provide a roundup of some of the biggest regulatory compliance headlines in the financial service sector over the last month. Select...

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    FCA Compliance News - May 2019

    Here's a selection of news stories from the last month that touch upon the people dimension of regulatory compliance. Select the links or scroll down ...

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    FCA Compliance News - April 2019

    Here are the top news stories from financial services compliance over the past month, selected to highlight FCA action, the people dimension of compli...

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    FCA Compliance News - March 2019

    Here's a selection of news stories from financial services compliance over the last month. These illustrate important messages coming from the FCA but...

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    FCA Compliance News - February 2019

    This post aims to highlight items of news that touch upon the people dimension of regulatory compliance. For us, compliance is about people - their mo...

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    FCA Compliance News - January 2019

    With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...

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    FCA Compliance News - December 2018

    The end of year has proved to be very busy in financial sector compliance, with numerous publications concerning Brexit being issued on top of the ong...

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    FCA Compliance News - November 2018

    An overview of the most recent and upcoming changes to FCA guidelines for senior managers...

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    How is the SMCR different from SIMR and APR?

    The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...

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    16 FAQs Answered About the SMCR Extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

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    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

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