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Martyn Oughton

Martyn is a writer and thought leader in financial markets, wealth management, insurance, regulation, risk management, and cybercrime. He has worked in the trenches to deliver compliance improvements, and now focuses on contributing to compliance best practice on several forums.

How to Prevent SM&CR Training Damaging Staff Motivation
How to Prevent SM&CR Training Damaging Staff Motivation

How to Prevent SM&CR Training Damaging Staff Motivation

This blog post is about SM&CR training and how it could damage staff motivation, and offers top tips on how to prevent...

How Should You Deal With Vulnerable Customers?
How Should You Deal With Vulnerable Customers?

How Should You Deal With Vulnerable Customers?

Martyn Oughton writes about consumer vulnerability and why you must be prepared if you have vulnerable customers.

Why you Need a Data Protection Officer
Why you need a Data Protection Officer in light of GDPR

Why you Need a Data Protection Officer

We explain the responsibilities of a DPO and provide a checklist for deciding whether or not you need one. 

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GDPR Compliance Lies with People Not Just Systems

GDPR Compliance Lies with People Not Just Systems

With the introduction of General Data Protection Regulation (GDPR), Martyn Oughton examines the people versus process...

What is the UK Criminal Finances Act?

What is the UK Criminal Finances Act?

What is the UK Criminal Finances Act and how doe the new offence of failing to prevent the facilitation of tax evasion...

MiFID II research checks

Key MiFID II Research Checks

Martyn Oughton writes about the all-important MiFID II research checks. Follow his checklist to make sure your firm is...

Compliance Bulletin
Newsletter

Compliance Bulletin

Our monthly email provides best practice, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

Have You Done Your Research on Research Costs?
Have You Done Your Research on Research Costs?

Have You Done Your Research on Research Costs?

Martyn Oughton writes about the different options available to investment firms in relation to research costs,...

Sexual Harassment in the Workplace & the Weinstein Effect
How One Man Exposed Workplace Harassment Policy Weaknesses

Sexual Harassment in the Workplace & the Weinstein Effect

Harvey Weinstein used to be famous for blockbuster films. Now the Weinstein Effect is putting workplace sexual...

The ONE Element of GDPR That Will Catch You Out...
Key to GDPR

The ONE Element of GDPR That Will Catch You Out...

Martyn Oughton writes about the big changes GDPR introduced as well as the one element of GDPR that will catch you out,...