Making Sense of the FCA Business Plan

Length: 41 minutes | Format: Webinar

In its 2022/23 business plan, the FCA has highlighted three priorities:

  1. Reducing and preventing serious harm
  2. Setting and testing higher standards
  3. Promoting competition and positive change

We discuss what the FCA commitments mean for your firm and what the regulator expects you to do to meet them.

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Topics covered

Reducing & preventing serious harm

  • Dealing with problem firms
  • Improving the redress framework
  • Reducing harm from failure
  • Improving oversight of Appointed Representatives
  • Reducing and preventing financial crime
  • Delivering assertive action on market abuse

Setting & testing higher standards

  • Putting consumer needs first
  • Enabling consumers to help themselves
  • ESG
  • Minimising the impact of operational disruptions

Promoting competition & positive change

  • Preparing financial services for the future
  • Strengthening the UK’s position in wholesale markets
  • Shaping digital markets to achieve good outcomes

Watch this free training webinar
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Webinar Speakers

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Webinar Host

Samantha Martin-Woodgate
Community Evangelist
Skillcast

At Skillcast, Sam focuses on helping our clients to maximise their opportunities within online learning. She specialises in creating and delivering intelligent learning solutions that use branching, adaptive content and enhanced analytics.

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Guest Speaker

Katharine Leaman
Managing Director
Leaman Crellin

Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.

Speaker Blogs
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Guest Speaker

Chris White
Strategic Technology Advisor
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Chris White has an in-depth knowledge of legal, PS, FS, investment management and technology sectors. He is an experienced highly commercial CIO who has created sustainable customer and shareholder value through digital transformation.