Compliance RegTech Tools

Now you can manage all of your compliance needs in one place. No more flipping between screens or moving data from pillar to post!

Our Compliance Portal enables you to integrate our RegTech tools with our award-winning Learning Management System.

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Compliance Declarations

Many employees need to complete disclosures or declarations for compliance with laws, regulations or internal standards.

Using email of paper-based processes is slow, inefficient and creates unnecessary duplication.

And making sure that they are completed on time is an ongoing headache. 

That's why we have created our Compliance Declarations Online Tool to simplify and streamline the whole process.

More on our Declarations Tool

Compliance Registers

From breaches, conflicts of interest and donations to gifts and hospitality, maintaining registers is a key aspect of compliance.

But traditional methods lack the ability to track and approve register entries in a timely and consistent manner.

Now you can easily manage all of your registers in one place, with our online Compliance Register tool.

More on our Registers Tool

Compliance Survey Tool

Understanding key risks, knowledge gaps, and overall awareness is a key element of compliance planning.

Without robust, unbiased employee feedback your compliance programme is effectively flying blind.

Our Compliance Survey tool will help you to easily and regularly monitor key topics including diversity, inclusivity, cybersecurity and even wellbeing.

More on our Surveys Tool

Events Management

It is relatively easy to manage e-learning. But arranging and tracking other training events can be a headache.

Our Events Management System (EMS) is a one-stop solution for managing your online and face-to-face corporate training events.

Harness the benefits of holding HR data, online training and event attendance all in one centralised portal.

More on our EMS

Offline Training Activities

Compliance training isn't all about online courses.

There are many offline activities you need to track, from mandatory activities and on-the-job coaching to seminars.

Our Offline Activities Register makes it easy to capture all offline learning in one place - even formal CPD hours.

It helps you see offline and online training in parallel for a complete picture of your organisation's learning.

More on our Offline Activities Tool

Policy Hub

Our online Policy Hub tool provides a complete, cost-effective corporate policy management solution.

It enables you to create, update, approve, communicate and seek attestation for your corporate policies.

It helps you to easily demonstrate compliance with the UK and international laws and regulations.

More on our Policy Hub

SMCR 360® Compliance Toolkit

The FCA’s Senior Managers and Certification Regime (SMCR) represents a paradigm shift in regulatory compliance for the financial services sector in the UK.

Compliance with SMCR requires dozens of checks across every senior manager and certified person in your organisation. It's a daunting and laborious task that drains management time.

SMCR 360® is a suite of compliance tools that help you centralise, integrate, and automate your SMCR processes to improve accuracy, reduce risk, and save time.

More on SMCR360

Try our courses for free...

Our comprehensive off-the-shelf compliance solution of 30+ in-depth courses and dozens of microlearning modules helps companies from SMEs to global corporates to achieve compliance success.

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Compliance Essentials