• Financial crime prevention e-learning

    Essentials: Financial Crime Prevention

  • Financial crime prevention e-learning

    Essentials: Financial Crime Prevention

All companies are exposed to the growing threat of financial crime, which ranges from bribery and fraud to money laundering and terrorist financing. Improve your understanding and decision-making in relation to financial crime with practice scenarios.

In this course, you'll learn about Financial Crime Prevention and our mutual obligations related to it.

Learning Objectives
  • Describe the various types of financial crime: fraud, money laundering, terrorist financing, and bribery and corruption
  • Know the steps required to prevent financial crime
  • Recognise when and how to seek advice and report concerns
Course Contents
  1. What is Financial Crime Prevention?
  2. Customers with illegitimate intentions
  3. Your legal responsibility
  4. Scenario 1: A couple break up
  5. The security questionnaire
  6. Phishing for information
  7. Feigning a joint account
  8. Exercise: Authorisation form
  9. Exercise: Other reasons for prosecution
  10. Social engineering
  11. Scenario 2: A politician moves money
  12. Government official
  13. Further investigations
  14. Obtaining further information
  15. Reporting
  16. Dealing with the client after the report
  17. Any other infringements?
  18. Scenario 3: Gifts, hospitality and procurement
  19. Scenario 4: Unusual clients
  20. Request to increase savings amount
  21. Payment from a high-risk jurisdiction
  22. Scenario 5: Alexa's tip
  23. A useful tip
  24. Dealing with inside information
  25. Scenario 6: Fake invoices
  26. What do you think?
  27. Exercise: The Fraud Triangle
  28. Repercussions of fraudulent activity
  29. Summary of financial crime
  30. Bribery
  31. Fraud
  32. Money laundering
  33. Market abuse
  34. Assessment
Specification
Feature Description
Duration Approximately 30 minutes
Audience Suitable for all staff - examples and interactivities designed for staff at all levels
Prerequisites No previous knowledge or experience required
Design SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via client style sheet
Assessment Ten-question assessment
Test-out Ability to offer optional test-out, whereby users can choose to skip the course content and complete the learning assignment simply by passing the assessment
Deployment AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC
Compatibility All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility)
Tailoring Fully customisable on Skillcast Portal CMS
Translation Pre-translated versions not available, but all text content can be exported for translation into all languages
Localisation Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary
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