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10 Essential Office Hygiene Practices
Bring "10 Essential Office Hygiene Practices" training to life using animation characters and storylines.
10 Steps to Healthy Working
Bring "10 Steps to Healthy Working" training to life using animation characters and storylines.
Abuse of Dominant Position
Bring "Abuse of Dominant Position" training to life using animation characters and storylines.
Abuse of Dominant Position
Companies in a dominant economic position can be penalised heavily if they are found to be abusing their market power to impose unfair prices or hurt their competitors.
Abuse of Position
Bring "Abuse of Position" training to life using animation characters and storylines.
Abuse of Position
Abuse of position is a type of fraud that employees can commit, sometimes inadvertently, when they use their position at the Company for their personal gain.
Accident Reporting and Investigation
Learn how to pinpoint incidents that need reporting, understand the depth of causes from immediate to root, differentiate active from latent failures, and confidently navigate the HSE's six-step accident investigation.
Advanced Food Safety
Food safety hazards can arise at any stage of the food supply chain, from sourcing to sale.
Advising customers on cybersecurity
Bring "Advising customers on cybersecurity" training to life using animation characters and storylines.
Agency Law
The law of agency governs the legal relationship in which an agent deals with a third party on behalf of the principal.
Agency Worker Regulations
Bring "Agency Worker Regulations" training to life using animation characters and storylines.
AIFM Regulations
The Alternative Investment Fund Managers Directive (AIFMD) was developed by the EU in order to create a harmonised framework of rules for regulating AIFMs.
Alcohol Licensing
The sale and supply of alcohol in England and Wales is regulated by licensing laws.
An Introduction to Solvency UK
Solvency II introduced a new, harmonised EU-wide insurance regulatory regime.
Anti-Bribery Training
Despite a worldwide effort to eradicate bribery, it is still prevalent in many countries and presents a real risk for businesses.
Anti-Competitive Agreements
Any agreement between companies that restricts market competition is a criminal offence.
Anti-Competitive Agreements
Bring "Anti-competitive Agreements" training to life using animation characters and storylines.
Anti-Money Laundering
To prevent the proceeds of crime from finding their way into the formal economy, most countries have extremely tough laws with severe penalties.
Anti-Money Laundering & Counter-Terrorist Financing
To prevent criminal activity, nearly all countries in the world have committed themselves to extremely tough laws against money laundering and terrorist financing.
Anti-Money Laundering and Counter Terrorist Financing
Most countries have extremely tough AML laws with severe penalties.
Appointed Representatives Regulatory Responsibilities in Finance
The FCA expects companies to ensure all their appointed representatives know the provisions within the FCA handbook.
Appointed Representatives Regulatory Responsibilities in Insurance
The FCA expects companies to ensure all their appointed representatives know the provisions within the FCA handbook.
Appropriate Use of Communication Channels
Not all communication channels are appropriate for business purposes.
Approved Persons
Senior Managers obtain approval to carry out an SMF from the FCA.
Asbestos
Educate your staff on the risks posed by asbestos, the controls your Company has in place, and what you should do to manage these risks and stay safe.
Authorised Push Payment Fraud
Bring "Authorised Push Payment Fraud" training to life using animation characters and storylines.
BCOBS - Distance Communications
The Banking Conduct of Business Sourcebook (BCOBS) applies to all firms accepting deposits from banking customers in the UK.
BCOBS - General Standards
The FCA Banking Conduct of Business Sourcebook (BCOBS) applies to all firms that accept deposits from banking customers in the UK.
Benchmarks Regulation
The FCA defines a Benchmark as an index used to determine the value of or the amount payable under a financial instrument (or contract).
Bribery Prevention
Despite a worldwide effort to eradicate bribery, it is still prevalent in many countries and presents a real risk for businesses.
Bribery Prevention
Despite a worldwide effort to eradicate bribery, it is still prevalent in many countries and presents a real risk for businesses.
Bribery Prevention
Bribery laws are tightening up, creating a greater need than ever for compliance procedures relating to gifts, hospitality, expenses, donations, recruitment, client acquisition and partnerships.
Bring Your Own Device Security
Bring "Bring Your Own Device Security" training to life using animation characters and storylines.
Business Continuity Management
Despite the best risk management efforts, some events will be beyond your control, and your Company needs to plan for them accordingly.
Business Email Compromise
Bring "Business Email Compromise" training to life using animation characters and storylines.
Business Ethics and Integrity
Our Business Ethics and Integrity Course is designed to raise employee awareness and understanding, offering practical examples mirroring real-world ethical dilemmas.
Business Travel Risk
Business travel risk management is fundamental for organisational resilience and business continuity management.
Cartels
Bring "Cartels" training to life using animation characters and storylines.
CASS 5 - Client Money - Insurance Distribution Activity
CASS rules apply to money belonging to all clients.
CASS Overview
The FCA's Client Assets Sourcebook (CASS) supports Principle 10 of the FCA's Principles for Businesses.
Categories of Risk
Bring "Categories of Risk" training to life using animation characters and storylines.
CEO fraud
Bring "CEO fraud" training to life using animation characters and storylines.
COBS - Client Categorisation
The Conduct of Business Sourcebook (COBS) applies to financial firms in the UK that deal with client investments.
COBS - Client Communications and Financial Promotions
The Conduct of Business Sourcebook (COBS) applies to financial firms in the UK that deal with client investments.
COBS - Dealing and Managing
The FCA Conduct of Business Sourcebook (COBS) applies to financial firms in the UK.
Code of Conduct
Every company expects its employees to meet the highest professional standards, to act ethically and with integrity.
Code of Conduct
A company's Code of Conduct embodies the standards of ethical conduct expected of employees.
Common Cyber Threats
Bring "Common Cyber Threats" online training to life using animation characters and storylines.
Competition Law
Anti-competitive agreements are rarely formalised.
Competition Law
Any concerted action, exchange of information or 'meeting of minds' may be illegal collusion, a serious crime that may lead to big fines and long prison sentences! Our Competition Law Compliance Course will help your employees to understand anti-competitive practices, how to avoid them, and why they should speak up if they see anti-competitive behaviour.
Complaints Handling for Managers
One of the three operational objections of the FCA is to protect consumers.
Complaints Handling in Financial Services
The FCA has identified that the number of complaints submitted in the financial services sector has increased year on year in recent times in the UK.
Complaints Handling in Insurance
The number of complaints submitted in the Insurance sector has increased year on year in recent times in the UK.
Compliments vs Sexual Harassment
Bring "Compliments vs Sexual Harassment" compliance training to life using animation characters and storylines.
CONC - Consumer Credit Regulations
The FCA's Consumer Credit sourcebook (CONC) applies to all firms engaged in credit-related regulatory activities in the UK.
Conduct Risk
The FCA focuses on good customer outcomes and how a firm achieves this through staff conduct at all levels of the business.
Conduct Rules for Non-Executive Directors (NEDs)
NEDs are an important part of a firm's governance and provide independence and oversight.
Conduct Rules for Senior Managers at Dual Regulated Firms
Under the Senior Managers Regime, all senior managers must comply with the FCA's six Individual Conduct Rules (ICRs) and four Senior Managers Rules (SMRs).
Conduct Rules for Senior Managers at FCA Solo Firms
Under the Senior Managers Regime, all senior managers must comply with the FCA's six Individual Conduct Rules (ICRs) and four Senior Managers Rules (SMRs).
Conduct Rules for Senior Managers at Insurance Firms
Under the Senior Managers Regime, all senior managers must comply with the FCA's six Individual Conduct Rules (ICRs) and four Senior Managers Rules (SMRs).
Conflicts of Interest
Many conflicts of interest may affect companies, from gifts and hospitality to self-dealing and external work.
Conflicts of Interest
Many conflicts of interest can affect your company, from gifts and hospitality to self-dealing and external work.
Conflicts of Interest in Asset Management
The FCA outlines its expectations that asset management firms establish and maintain an effective framework to identify, control and review conflicts of interest.
Conflicts of Interest in Insurance
A conflict of interest is where competing interests interfere with the exercising of judgement in a relationship.
Contract Certainty
Contract certainty means that each party will know the exact details of a product at the time when it is being sold, without there being any misunderstandings at a later date It was developed in response to regulatory concerns about the 'deals now – details later' culture of the insurance industry.
Corrupt Hiring Practices
Diligence in hiring new employees is no longer limited to education, experience and references.
COSHH
Bring "COSHH" training to life using animation characters and storylines.
Counter Terrorist Financing
Terrorism is a huge risk that we face in the world today and like other human activities, it requires funding.
Counter-Proliferation Financing
UK companies are required to tackle proliferation financing as part of their anti-money laundering and sanctions checks.
Creating Strong Passwords
Bring "Creating Strong Passwords" training to life using animation characters and storylines.
Credit Risk
Bring "Credit Risk" training to life using animation characters and storylines.
Credit Risk for Financial Firms
Credit risk is a form of financial risk.
Crossing the Line into Sexual Harassment
Bring "Crossing the Line into Sexual Harassment" e-learning to life using animation characters and storylines.
Customer Due Diligence
Customer Due diligence is a legal requirement and plays a vital role in protecting your Company.
Customer Due Diligence
Bring "Customer Due Diligence" training to life using animation characters and storylines.
Customer Fraud
Bring "Customer Fraud" training to life using animation characters and storylines.
Cyber Risk
Cyber risk has become an increasingly important part of the business landscape that relies on digital technologies to deliver products and services.
Cybersecurity
Most businesses conduct some or all of their operations using digital media.
Cybersecurity
Educate your staff on how to recognise cyber security risks, where they are likely to originate, how to combat them, and the support systems your Company has in place in the event of a cyber security incident.
Data Protection
Data protection relates to how all organisations collect, use, and store personal and sensitive data.
Data Protection
Data protection relates to how personal and sensitive data is collected, used and stored by all organisations.
Data Protection Impact Assessments
Bring "Data Protection Impact Assessments" online training to life using animation characters and storylines.
Dawn Raids
Bring "Dawn Raids" training to life using animation characters and storylines.
Dealing With Stress at Work
Bring "Dealing With Stress at Work" online training to life using animation characters and storylines.
Deepfake Awareness
Bring "Deepfake Awareness" compliance training to life using animation characters and storylines.
Device Hygiene
Bring "Device Hygiene" training to life using animation characters and storylines.
Digital Operational Resilience Act (DORA)
The Digital Operational Resilience Act (DORA) is a regulatory framework set by the European Union to enhance the cybersecurity and operational resilience of financial institutions.
Digital Operational Resilience Act (DORA)
Although you may feel that you treat people equally, sometimes your actions might be perceived differently by others, and lead them to feel uncomfortable or discriminated against.
Direct Discrimination
Bring "Direct Discrimination" training to life using animation characters and storylines.
Display Screen Equipment
Bring "Display Screen Equipment" e-learning to life using animation characters and storylines.
Diversity, Equity and Inclusion (DEI)
Although you may feel that you treat people equally, sometimes others perceive your actions differently and lead them to feel uncomfortable or discriminated against.
Don't Deal with Inside Information
Bring "Don't Deal with Inside Information" training to life using animation characters and storylines.
Driving at Work
Educate your staff on the controls your Company has in place and what they should do to eliminate or manage the risks when driving at work.
DSE
Educate your staff on the controls that your Company has in place and how they can prevent ill-health if they regularly use Display Screen Equipment (DSE) at work.
DSE
Educate your staff on the controls that your Company has in place and how they can prevent ill-health if they regularly use Display Screen Equipment (DSE) at work.
Economic Crime and Corporate Transparency Act 2023
Bring "Economic Crime and Corporate Transparency Act 2023" training to life using animation characters and storylines.
Economic Sanctions
Violation of sanctions issued by the UN, the US and the EU which place restrictions on payments and other financial transactions can result in fines as well as criminal charges.
Electricity
Bring "Electricity" training to life using animation characters and storylines.
Electronic Communications
Emails and instant messages can quickly make headlines, damage reputations and lead to lawsuits.
Embargoes and Sanctions
Embargoes and sanctions prohibit all transactions with an entity, trading of certain commodities, or supplying critical goods.
Embargoes and Sanctions
Embargoes and sanctions prohibit transactions with an entity, trade in a commodity or the supply of goods.
Employee Fraud and Insider Threats
Bring "Employee Fraud and Insider Threats" training to life using animation characters and storylines.
Enhanced Customer Due Diligence
Bring "Enhanced Customer Due Diligence" training to life using animation characters and storylines.
Environmental Awareness
Global warming and climate change are the consequences of a build-up of greenhouse gases, primarily carbon dioxide (CO2).
Environmental Social and Governance (ESG)
ESG has become a 'catch-all' in recent years, describing the extent to which firms consider ethics and stewardship to be a part of how they run their businesses.
Equality and Diversity for Managers
Making employment decisions or treating people differently based on stereotypes isn't just bad for business.
Equality and Diversity in the Workplace
Making employment decisions or treating people differently based on stereotypes isn't just bad for business; it's illegal.
Ethical Standards in Finance and Investment
The FCA's ethical standards apply to individuals in finance and investment.
EU DAC
DAC6 is the new EU Directive that covers cross-border arrangements.
Failing to Disclose Information
Bring "Failing to Disclose Information" compliance training to life using animation characters and storylines.
False Representation
Bring "False Representation" training to life using animation characters and storylines.
Financial Crime Prevention
There are two kinds of financial crime.
Financial Crime Prevention (Commercial Insurance)
There are two kinds of financial crime.
Financial Sanctions
Financial and economic sanctions are binding prohibitions applied by governments to prevent business transactions with certain designated persons.
Fire
Bring "Fire" training to life using animation characters and storylines.
Fire Safety
Educate your staff on the fire safety controls your Company has in place and the measures they need to take to.
First Aid Awareness
Regardless of whether an injury or illness has been caused by work, it is important that employees receive immediate support.
Fit and Proper Assessments
In order to perform a Senior Management Function (SMF), Senior Managers need to be approved by the FCA and, for dual regulated firms, the PRA.
Food Allergies and Natasha's Law
Food allergies can be life-threatening and businesses have a legal responsibility to provide clear allergen information.
Food Safety
Food safety is vital to ensure that what we eat is safe, of good quality and correctly labelled.
Food Waste
Food waste can occur at every stage of food handling, from storage and preparation to service.
Forced Labour Indicators
Bring "Forced Labour Indicators" online compliance training to life using animation characters and storylines.
Foreign Agent Bribery Risk
Bring "Foreign Agent Bribery Risk" compliance training to life using animation characters and storylines.
Fraud Offences and Penalties
Bring "Fraud Offences and Penalties" training to life using animation characters and storylines.
Fraud Prevention
Fraud can have grave consequences for companies, employees, and customers.
Fraud Prevention
Fraud is criminal or deceptive behaviour aiming to secure an unfair or unlawful gain through deliberate or dishonest misrepresentation.
Fraud Prevention
Fraud is criminal or deceptive behaviour aiming to secure an unfair or unlawful gain through deliberate or dishonest misrepresentation.
Fraud Prevention for Managers
The consequences of fraud are very serious for both companies and employees alike.
FSCS Deposit Protection
The Financial Services Compensation Scheme (FSCS) safeguards customers' finances.
Fundamentals of Risk Management 1: Introduction to Risk
In order to fully understand the nature of the risks that your company faces, risk needs to be described in terms of events, causes and consequences.
Fundamentals of Risk Management 2: Risk Management
Most companies seek to nurture a healthy risk culture where everyone across the organisation understands their responsibilities for managing risk.
Fundamentals of Risk Management 3: Risk Identification
Risk identification is a process carried out to obtain a holistic view of the risks a company is exposed to.
Fundamentals of Risk Management 4: Risk Appetite
Attitudes to risk can vary considerably across a spectrum of risk-taking.
Fundamentals of Risk Management 5: Risk Assessment
The output of a risk assessment helps determine a firm's risk appetite and approach to risk management.
Fundamentals of Risk Management 6: Risk Treatment
Risk treatment refers to when a firm applies risk controls and other strategies in response to risk.
Fundamentals of Risk Management 7: Risk Monitoring
Risk monitoring is within the broader ecosystem of the risk management process.
Fundamentals of Risk Management 8: Risk Reporting
Risk reporting is the final step in the Management of Risk framework.
GDPR Awareness for Hospitality
Protecting customer data is essential in the hospitality sector, from making reservations to processing payments.
General Data Protection Regulation (GDPR)
Data protection relates to how all organisations collect, use, and store personal and sensitive data.
General Data Protection Regulation (GDPR)
Data protection relates to how personal and sensitive data is collected, used and stored by all organisations.
General Insurance Pricing Practices
The General Insurance Pricing Practices signal a new chapter in the FCA's focus on fairly-priced insurance products which provide real value to customers.
General Office Hygiene
Educate your staff on general office hygiene protocols to reduce common viruses and infections from spreading at the workplace.
Gifts and Hospitality
Gifts and hospitality are an important part of business, and companies worldwide employ this.
Gifts and Hospitality
Bring "Gifts and Hospitality" compliance training to life using animation characters and storylines.
Good Outcomes for Vulnerable Customers
Companies have a legal obligation to identify the signs of vulnerability and ensure that vulnerable individuals are treated fairly.
Guide to Secure Remote Working
Bring "Guide to Secure Remote Working" training to life using animation characters and storylines.
HACCP Awareness
Food safety hazards can occur at any stage, from food production to sale, and may involve biological, chemical or physical risks.
Harassment in the Workplace
Conduct that amounts to harassment is not necessarily limited to verbal acts, but it covers a range of behaviour.
Healthy Working
There are risks to your physical and mental health and wellbeing wherever you work.
Healthy Working
There are risks to your physical and mental health and wellbeing wherever you work.
Horizontal Agreements
Bring "Horizontal Agreements" e-learning to life using animation characters and storylines.
Hybrid Working
Learn what hybrid working is, how to make the most out of this working arrangement, as well as the rules and procedures you'll need to follow for your safety and wellbeing.
ICOBS - General Matters
The Insurance Conduct of Business Sourcebook (ICOBS) for general matters applies to all firms engaged in the insurance business.
ICOBS - Providing Information and Advising
The Insurance Conduct of Business Sourcebook (ICOBS) for Providing Information and Advising applies to insurance intermediaries.
Identifying Who is Vulnerable
Bring "Identifying Who is Vulnerable" training to life using animation characters and storylines.
Identity Crime
Identity theft involves criminals obtaining and misusing someone's personal data to commit fraud.
Identity Fraud
Bring "Identity Fraud" compliance training to life using animation characters and storylines.
Indirect Discrimination
Bring "Indirect Discrimination" training to life using animation characters and storylines.
Information Barriers
The flow of information in financial firms needs monitoring between businesses involved with private and public side activities.
Information Classification
Bring "Information Classification" training to life using animation characters and storylines.
Information Security
The security of client and internal information is critical for businesses.
Information Security
The loss or theft of commercially sensitive information may damage revenues, reputation and consumer trust.
Information Security
The loss or theft of commercially sensitive information may damage revenues, reputation and consumer trust.
Information Security on the Move
Bring "Information Security on the Move" training to life using animation characters and storylines.
Insurance Distribution Directives
As it does with any new legislation, the EU Commission conducted a post-implementation check on how the IMD was bedding in, and this review reached the conclusion that there was a need to review and recast the Directive.
Intellectual Property Rights
A company's intellectual property is one of it's most valuable assets.
Interacting on Social Media
Bring "Interacting on Social Media" e-learning to life using animation characters and storylines.
Introduction to the Consumer Duty
The FCA's Consumer Duty is a new standard which addresses the conduct of firms.
Introduction to the Perimeter Guidance Manual
PERG helps clarify when financial activities need FCA authorisation, as outlined by the Financial Services and Markets Act 2000 (FSMA).
Introduction to the Senior Managers and Certification Regime (SM&CR)
The UK's financial services sector has been rocked over the past decade by scandals ranging from misselling to market manipulation.
Introduction to UK Financial Regulation
NEDs are an important part of a firm's governance and provide independence and oversight.
IR35
IR35 rules have extended to apply to all medium-large enterprises.
Ladders and Stepladders
Educate your staff on the controls that your Company has in place and what they should do to prevent accidents and incidents whenever they use ladders and/or stepladders at work.
Legitimate Interest Assessments
When relying on legitimate interests as a legal basis for processing personal data, you are taking on additional responsibility for protecting people's rights and interests.
Lone Working
Lone working offers greater flexibility, autonomy and creates a broader talent pool for businesses.
Malware
Bring "Malware" training to life using animation characters and storylines.
Managing Absence
Bring "Managing Absence" training to life using animation characters and storylines.
Managing Discipline
Bring "Managing Discipline" training to life using animation characters and storylines.
Managing Grievances
Bring "Managing Grievances" training to life using animation characters and storylines.
Managing Performance
Bring "Managing Performance" training to life using animation characters and storylines.
Managing Remote Workers
Remote working is a type of flexible working that covers a range of agreements.
Mandatory Leave
Bring "Mandatory Leave" training to life using animation characters and storylines.
Manual Handling
Educate your staff on the controls that your Company has in place and what measures they should implement to reduce the risks when lifting and handling at work.
Manual Handling
Bring "Manual Handling" e-learning to life using animation characters and storylines.
Market Abuse Regulation
The laws and regulations prohibiting market abuse apply to all employees, not only those engaged in front-office, client dealing or trading roles.
Market Abuse Regulation
The Market Abuse Regulation prohibits insider dealing, unlawful disclosure of inside information and market manipulation.
Market Abuse Regulation
Market Abuse Regulations prohibit insider dealing, unlawful disclosure of inside information and market manipulation.
Markets in Financial Instruments Directive II (MiFID II)
The Markets in Financial Instruments Directive (MiFID) originally aimed to increase competition and integration in markets for financial instruments.
MCOB - Advising and Selling
The Mortgage Conduct of Business (MCOB) Advising and Selling standards apply to businesses that advise on or arrange mortgage contracts, equity release transactions, home purchase plans or sale and rent back agreements.
MCOB - APRC, Shortfalls and Charges
The Mortgage Conduct of Business (MCOB) for the Annual Percentage Rate of Charge (APRC), shortfalls, and charges apply to home finance businesses.
MCOB - General Standards
The Mortgage Conduct of Business (MCOB) for General Standards applies to all firms that deal with home finance.
Meeting the Conduct Rules in Dual Regulated Firms
The Conduct Rules are a fundamental aspect of the SMCR.
Meeting the Conduct Rules in FCA Solo Regulated Firms
The Conduct Rules are a fundamental aspect of the SMCR.
Menopause Awareness
Menopause is a health and safety, wellbeing and equality issue which affects people in different ways.
Menopause Awareness
Bring "Menopause Awareness" training to life using animation characters and storylines.
Mental Health at Work
Stress, anxiety and depression are serious health hazards in the workplace.
Mental Health at Work
Bring "Mental Health at Work" training to life using animation characters and storylines.
Mental Health at Work for Managers
Stress, anxiety and depression are serious health hazards in the workplace.
Minimum Disclosure Rules
Bring "Minimum Disclosure Rules" training to life using animation characters and storylines.
Modern Slavery
Modern slavery is a serious crime with harsh penalties.
Modern Slavery
Modern slavery is a serious crime with harsh penalties.
Money Laundering and Terrorist Financing Risks of Virtual Assets
Unlike fiat currency, virtual assets are not managed by any bank or government, leaving them vulnerable to several unique risks concerning money laundering and terrorist financing.
Money Laundering Red Flags
Bring "Money Laundering Red Flags" training to life using animation characters and storylines.
Multi-factor Authentication
Bring "Multi-factor Authentication" training to life using animation characters and storylines.
Neurodiversity Awareness
Bring "Neurodiversity Awareness" online training to life using animation characters and storylines.
New and Expectant Mothers at Work
Bring "New and Expectant Mothers at Work" training to life using animation characters and storylines.
Noise
Bring "Noise" training to life using animation characters and storylines.
Online Selling Restrictions
Bring "Online Selling Restrictions" training to life using animation characters and storylines.
Operational Resilience
The FCA has made operational resilience a requirement for banks, building societies, PRA-designated investment firms, enhanced scope firms and other financial institutions.
Operational Risk
Our Operational Risk Course will help your employees understand companies' common operational risks, including legal and compliance risk, third-party risk and cyber risk.
Operational Risk in Banking
Bring "Operational Risk in Banking" training to life using animation characters and storylines.
Operational Risk in Insurance
Bring "Operational Risk in Insurance" training to life using animation characters and storylines.
Operational Risk in Investment Firms
Bring "Operational Risk in Investment Firms" training to life using animation characters and storylines.
Overview of SM&CR for Dual Regulated Firms
Our SMCR Overview training course will help your employees understand the key steps needed to comply with the regime.
Overview of SM&CR for FCA Solo Firms
Our SMCR Overview training course will help your employees understand the key steps needed to comply with the regime.
Overview of the Consumer Duty
The FCA's Consumer Duty is a new standard which addresses the conduct of firms.
Payment Services Regulations
The Payment Services Regulations (PSRs) 2017 was introduced in 2018 and set the Payment Services Directive 2 (PSD2) in motion.
PDMR Dealing
Person Discharging Managerial Responsibilities regularly have access to inside information.
Personal Conflicts of Interest
The FCA states that a firm must manage conflicts of interest between itself and its customers or other clients.
Personal Data Breaches
Bring "Personal Data Breaches" online training to life using animation characters and storylines.
Personal Hygiene
Personal hygiene is critical to maintaining food safety and preventing contamination.
Personal Protective Equipment
Bring "Personal Protective Equipment" training to life using animation characters and storylines.
Persons Discharging Managerial Responsibilities
Bring "Persons Discharging Managerial Responsibilities" training to life using animation characters and storylines.
Pest and Waste Control
Pests can pose serious risks to food safety, damage premises and harm reputations.
Phishing
It's essential for your employees to know what phishing is, how to spot the signs of an attempt and how to protect themselves and your Company.
Politically Exposed Persons
Bring "Politically Exposed Persons" training to life using animation characters and storylines.
Preventing Corporate Fraud
Bring "Preventing Corporate Fraud" training to life using animation characters and storylines.
Preventing Radicalisation
Prevent is a UK initiative whose primary aim is stopping people from becoming terrorists or supporting terrorism.
Preventing Sexual Harassment
Companies rightly have a zero-tolerance policy for sexual harassment, and violations may lead not only to disciplinary action but also to perpetrator prosecution.
Preventing Sexual Harassment
Companies rightly have a zero-tolerance stance on sexual harassment and violations.
Preventing Sexual Harassment for Managers
The new duty to prevent sexual harassment in the UK will be enforceable by employment tribunals, allowing for increased compensation for victims by up to 25% if an employer fails in their duty.
Preventing the Facilitation of Tax Evasion
Tax laws don't only apply to those who calculate or manage taxes.
Preventing the Facilitation of Tax Evasion
Tax laws don't just apply to those who deal with calculating or managing taxes.
Preventing Tipping Off
Bring "Preventing Tipping Off" e-learning to life using animation characters and storylines.
Principles for Businesses
The FCA's Principles for Businesses apply to all financial services firms in the UK regulatory system.
Privacy and Electronic Communications Regulations (PECR)
PECR are new regulations that, along with the GDPR and Data Protection Act 2018 (in the UK), give consumers specific rights in respect of electronic communications.
Prudential Regulation (GENPRU)
Educate your employees on the Prudential Standards for financial businesses in the UK.
Ransomware
Bring "Ransomware" training to life using animation characters and storylines.
Reacting to Password Breaches
Bring "Reacting to Password Breaches" training to life using animation characters and storylines.
Records Management
Records management refers to employees' creation, storage, archiving, and disposal of business records.
Resale Price Maintenance
Bring "Resale Price Maintenance" training to life using animation characters and storylines.
Responsible Use of Artificial Intelligence
Companies are committed to ensuring the ethical and responsible use of AI technologies.
Responsible Use of Social Media
Social media allows employees to engage, network, and communicate with their colleagues externally with customers, suppliers and partners.
Return to Work
The UK government has issued official guidance for working safely in offices in the wake of the Covid-19 pandemic.
Right to Work in the UK
Bring "Right to Work in the UK" training to life using animation characters and storylines.
Right to Work in the UK
There are two key laws that make it harder for people with no right to work in the UK to gain or retain employment.
Risks in the Use of AI
Bring "Risks in the Use of AI" training to life using animation characters and storylines.
Safeguarding the Vulnerable
Certain individuals may be unable to care for or protect themselves due to a mental illness or disability, age or other factors.
Screening Employees in Safeguarding Roles
Bring "Screening Employees in Safeguarding Roles" training to life using animation characters and storylines.
Secure Web Browsing
Bring "Secure Web Browsing" training to life using animation characters and storylines.
Senior Management Arrangements Systems and Controls
The Senior Management Arrangements Systems and Controls (SYSC) Sourcebook apply to authorised financial services firms.
Sexual Harassment in Hospitality
Sexual harassment can occur in various forms, often creating a hostile or intimidating environment.
Slips and Trips
Bring "Slips and Trips" online training to life using animation characters and storylines.
Slips and Trips
Educate your staff on the controls that your Company has in place and what they should do to prevent slips and trips at work.
SMCR & Non-financial Misconduct
Non-financial misconduct is behaviour that is unrelated to regulated activities, including serious offences such as harassment, bullying, sexual discrimination and sexual misconduct The FCA has indicated it is prepared to consider non-financial misconduct when assessing fitness and propriety.
Smishing
Bring "Smishing" training to life using animation characters and storylines.
Speak Up
Bring "Speak Up" compliance training to life using animation characters and storylines.
Speak Up
It is essential for firms to have a strong speak up culture to ensure that staff raise concerns if they've witnessed misconduct.
Spear Phishing
Bring "Spear Phishing" training to life using animation characters and storylines.
Spot a Phishing Attempt
Bring "Spot a Phishing Attempt" online training to life using animation characters and storylines.
Stereotyping
Bring "Stereotyping" training to life using animation characters and storylines.
Supplier Fraud
Bring "Supplier Fraud" training to life using animation characters and storylines.
Supply Chain Cybersecurity
Bring "Supply chain cybersecurity" training to life using animation characters and storylines.
Suspicious Activity Reporting
It is your employees' legal duty to report any knowledge or suspicion of financial crime.
Suspicious Activity Reporting
Bring "Suspicious Activity Reporting" training to life using animation characters and storylines.
Tailgating and Piggybacking
Bring "Tailgating and Piggybacking" training to life using animation characters and storylines.
Targets of Sexual Harassment
Bring "Targets of Sexual Harassment" online training to life using animation characters and storylines.
Terrorist Financing Red Flags
Bring "Terrorist Financing Red Flags" training to life using animation characters and storylines.
The 4D Bystander Intervention Model
Bring "The 4D Bystander Intervention Model" training to life using animation characters and storylines.
The Fraud Triangle
Bring "The Fraud Triangle" training to life using animation characters and storylines.
The Management of Risk Framework
Bring "The Management of Risk Framework" compliance training to life using animation characters and storylines.
The Protected Characteristics
Bring "The Protected Characteristics" training to life using animation characters and storylines.
The Three Characteristics of Harassment
Bring "The Three Characteristics of Harassment" training to life using animation characters and storylines.
The Three Lines of Defence
The Three Lines of Defence Model outlines a systematic approach to help businesses clarify the roles and responsibilities necessary to manage risks.
The Three Lines of Defence Model
Risk management Control environment Risk Risk mitigation Governance Three lines of defence Risk assessment Internal audit Monitoring Compliance.
The Three Stages of Money Laundering
Bring "The Three Stages of Money Laundering" e-learning to life using animation characters and storylines.
The Tipping Act
Tips, gratuities and service charges are common in the hospitality industry and serve as a reward for good service.
Think Before You Click
Bring "Think before you click" training to life using animation characters and storylines.
Third-Party Due Diligence
Due diligence plays a vital role in protecting your Company.
Third-Party Risk
Third-party risk is a form of operational risk and includes the risk that arises from relationships with third-party providers such as suppliers, contractors and other business partners.
Tipping Off
Tipping off a person about a money laundering or terrorist financing investigation is a criminal offence.
To Pay or Not To Pay
Small facilitation payments made to officials for expediting a permit or approval might seem harmless, but they are illegal and could land your employees in prison.
Trade Association Red Flags
Bring "Trade Association Red Flags" training to life using animation characters and storylines.
Training and Competence
Training and Competence (T&C) forms an important part of UK regulations under the FCA.
Transferring Information Securely
Bring "Transferring Information Securely" training to life using animation characters and storylines.
Transport
Bring "Transport" training to life using animation characters and storylines.
Treating Customers Fairly in Financial Services
Treating Customers Fairly (TCF) applies to firms in the financial services industry.
Treating Customers Fairly in Insurance
Treating Customers Fairly (TCF) applies to firms in the Insurance industry.
Tying and Bundling
Bring "Tying and Bundling" training to life using animation characters and storylines.
Unconscious Bias
Unconscious bias is the tendency to perceive people or events in a certain way when we make 'snap' decisions or assessments about them.
Unconscious Bias
Bring "Unconscious Bias" training to life using animation characters and storylines.
Unconscious Bias
Unconscious bias is the tendency to perceive and react to people or events in a certain way when making snap decisions or assessments.
Unconscious Bias for Managers
UK equality law defines nine protected characteristics, and if our bias results in discrimination based on these, it is illegal.
Understanding Bribery
Bring "Understanding Bribery" e-learning to life using animation characters and storylines.
Understanding Conflicts of Interest
A conflict of interest is where competing interests interfere with the exercising of judgement in a relationship.
Understanding ESG
Bring "Understanding ESG" training to life using animation characters and storylines.
Understanding Facilitation Payments
Bring "Understanding Facilitation Payments" e-learning to life using animation characters and storylines.
Understanding Failure to Prevent Fraud
Learn how the Failure to Prevent Fraud offence works, what it means for our Company, and how you can help reduce risk by recognising fraud and supporting prevention procedures.
Understanding Failure to Prevent Fraud
Refresh your understanding of how the Failure to Prevent Fraud offence works, what it means for our Company, and how you can help reduce risk by recognising fraud and supporting prevention procedures.
Understanding Failure to Prevent Fraud (FTPF) in Financial Services
Learn how the Failure to Prevent Fraud offence works, what it means for our Company, and how you can help reduce risk by recognising fraud and supporting prevention procedures.
Understanding Failure to Prevent Fraud (FTPF) in Financial Services for Managers
Learn how the Failure to Prevent Fraud offence works, what it means for our Company, and how you, as a manager, can help reduce risk by recognising fraud and supporting prevention procedures.
Understanding Failure to Prevent Fraud for Managers
Learn how the Failure to Prevent Fraud offence works, what it means for our Company, and how you, as a manager, can help reduce risk by recognising fraud and supporting prevention procedures.
Understanding Fraud
Bring "Understanding Fraud" e-learning to life using animation characters and storylines.
Understanding Harassment
Bring "Understanding Harassment" training to life using animation characters and storylines.
Understanding Information Security
Bring "Understanding Information Security" e-learning to life using animation characters and storylines.
Understanding Inside Information
Bring "Understanding Inside Information" training to life using animation characters and storylines.
Understanding Insider Trading
Bring "Understanding Insider Trading" training to life using animation characters and storylines.
Understanding Intellectual Property
Bring "Understanding Intellectual Property" training to life using animation characters and storylines.
Understanding Market Abuse
Bring "Understanding Market Abuse" training to life using animation characters and storylines.
Understanding Modern Slavery
Bring "Understanding Modern Slavery" training to life using animation characters and storylines.
Understanding Sanctions
Bring "Understanding Sanctions" e-learning to life using animation characters and storylines.
Understanding Sexual Harassment
Bring "Understanding Sexual Harassment" online learning to life using animation characters and storylines.
Understanding Tax Evasion
Bring "Understanding Tax Evasion" training to life using animation characters and storylines.
Understanding Terrorist Financing
Bring "Understanding Terrorist Financing" training to life using animation characters and storylines.
Understanding the GDPR
Bring "Understanding the GDPR" online learning to life using animation characters and storylines.
Unexplained Wealth Orders
Bring "Unexplained Wealth Orders" training to life using animation characters and storylines.
Unlawful Disclosure of Inside Information
Bring "Unlawful Disclosure of Inside Information" training to life using animation characters and storylines.
Unwanted Behaviour of a Sexual Nature
Bring "Unwanted Behaviour of a Sexual Nature" training to life using animation characters and storylines.
Using Wi-Fi safely
Bring "Using Wi-Fi safely" training to life using animation characters and storylines.
Venue Licensing
Martyn’s Law requires public venues and events to implement security measures to reduce the risk of terrorism and protect people from harm.
Vertical Agreements
Bring "Vertical Agreements" training to life using animation characters and storylines.
Victimisation
Bring "Victimisation" training to life using animation characters and storylines.
Video Conferencing
Bring "Video Conferencing" training to life using animation characters and storylines.
Vishing
Bring "Vishing" training to life using animation characters and storylines.
Whistleblowing
Our Whistleblowing Training Course educates employees on reporting misconduct safely and ensures protection.
Whistleblowing
Whistleblowing in confidence or anonymously about internal malpractices and external threats is extremely important for the functioning and survival of any company.
Whistleblowing
Bring "Whistleblowing" online training to life using animation characters and storylines.
Whistleblowing
Whistleblowing in confidence or anonymously about internal malpractices and external threats is extremely important for the functioning and survival of any company.
Whistleblowing for Managers
Whistleblowing refers to disclosing corrupt, illegal or fraudulent activities committed by organisations.
Whistleblowing in Financial Services
Our Whistleblowing training course educates employees on reporting misconduct safely and ensures protection.
Whistleblowing in Insurance
Our Whistleblowing Training Course educates employees on reporting misconduct safely and ensures protection.
Work Equipment
Bring "Work Equipment" training to life using animation characters and storylines.
Working Remotely
Working remotely doesn't change workplace rights and responsibilities.
Working Safely
Awareness of health and safety procedures can prevent injuries and save lives.
Working Safely
Employees need to know how to protect their own health, safety and welfare as well as ensuring they don't cause harm to others.
Working Safely
Bring "Working Safely" training to life using animation characters and storylines.
Zero Trust Cybersecurity
Bring "Zero Trust Cybersecurity" online training to life using animation characters and storylines.
