The UK's financial services sector has been rocked over the past decade by scandals ranging from miss-selling to market manipulation. This led to the launch of the SMCR.
One of the SMCR cornerstones is a set of five Individual Conduct Rules (ICRs) that apply to all individuals working in financial services.
Our SMCR Conduct Rules course helps non-Certified Persons learn about ICRs, their contraventions and their application to practical situations relevant to their roles.
Available as part of our SMCR Library.
This course will help your non-certified employees to:
Versions of this course are available that are tailored to 5 key sectors:
- Do you now: The new regime
- ICR 1 enforcement
- You make the call: Is it a breach of ICR 1?
- ICR 2 enforcement
- You make the call: Is it a breach of ICR 2?
- ICR 3 enforcement
- You make the call: Is it a breach of ICR 3?
- ICR 4 enforcement
- You make the call: Is it a breach of ICR 4?
- ICR 5 enforcement
- You make the call: Is it a breach of ICR 5?
Approximately 30-minute long e-learning course followed by a 10-question assessment.
Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via your client style sheet.
Ability to offer optional test-out, whereby users can choose to skip the course content and complete the learning assignment simply bypassing the assessment.
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
Fully customisable on Skillcast Portal CMS.
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.