Non-financial Misconduct Training Aid

Length: 10 Scenarios | Format: Editable PPT / PDF

The FCA expects firms to be proactive in tackling non-financial misconduct.

You need to identify what drives this behaviour and where appropriate, modify those drivers to shape proper conduct.

To help you understand non-financial misconduct, we have some examples illustrating poor conduct inside and outside of work.

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SMCR Non financial Training Aid

How this training will help...

Our scenario-based training helps you understand how to react to non-financial misconduct.

Learning objectives

  • Become familiar with common areas of non-financial misconduct
  • Learn how to identify misconduct relevant to SMCR
  • Understand what should be considered before taking action
  • Discuss gaps in your current processes and training

Download your free training aid