Sharon Williams

Sharon Williams, Chartered Insurer, is Head of Compliance Content at Skillcast and a freelance Regulatory Consultant. Her compliance experience spans over 30 years and includes delivering Compliance Consultancy and holding various Compliance Management Roles within financial services firms. Sharon has been writing about Compliance issues since 2001.

What is SMCR Duty of Responsibility?

What is SMCR Duty of Responsibility?

Sharon Williams examines how Senior Managers can protect themselves from enforcement action arising from the SMCR Duty...

SMCR for Insurance Firms Key Questions Answered
SMCR for Insurance Firms Key Questions Answered

SMCR for Insurance Firms Key Questions Answered

We answer 17 FAQs about how the extension of SM&CR to insurers will impact on almost every employee an insurance firm.

SMCR for Solo-Regulated Firms Key Questions Answered
17 FAQs Answered About SMCR for Solo-Regulated Firms

SMCR for Solo-Regulated Firms Key Questions Answered

The extension of SMCR to solo-regulated financial firms affected 50,000 companies. We answer the 17 most frequently...

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Highest FCA Fines of 2019

Highest FCA Fines of 2019

The two largest FCA fines in 2019 were bigger than the 2018 total! After a bias to individuals in 2018, this year...

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