Here's a selection of news stories from the last month that touch upon the people dimension of regulatory compliance. Select the links or scroll down ...
Sharon Williams
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With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...
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The extension of Senior Managers and Certification Regime (SM&CR) to insurers introduces a new ‘Duty of Responsibility’ which applies to Senior Manage...
The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...
Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...
The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...
