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    Sharon Williams

    Sharon Williams
    Sharon Williams, Chartered Insurer, is Head of Compliance Content at Skillcast and a freelance Regulatory Consultant. Her compliance experience spans over 30 years and includes delivering Compliance Consultancy and holding various Compliance Management Roles within financial services firms. Sharon has been writing about Compliance issues since 2001.
    Find me on:

    Recent Posts

    FCA Compliance News – August 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for Standard Life & Cathay, KPMG dismiss...

    Read More

    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

    Read More

    FCA Compliance News – July 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for BOS, HSBC historical debt collection...

    Read More

    5 Steps that FCA Solo-Regulated Firms Should Take Now to Prepare for the SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

    Read More

    What Senior Managers need to know about SM&CR Duty of Responsibility

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

    Read More

    FCA Compliance News – June 2019

    This blog aims to provide a roundup of some of the biggest regulatory compliance headlines in the financial service sector over the last month. Select...

    Read More

    FCA Compliance News - May 2019

    Here's a selection of news stories from the last month that touch upon the people dimension of regulatory compliance. Select the links or scroll down ...

    Read More

    FCA Compliance News - January 2019

    With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...

    Read More

    FCA Compliance News - November 2018

    An overview of the most recent and upcoming changes to FCA guidelines for senior managers...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More
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    Sharon Williams

    Sharon Williams
    Sharon Williams, Chartered Insurer, is Head of Compliance Content at Skillcast and a freelance Regulatory Consultant. Her compliance experience spans over 30 years and includes delivering Compliance Consultancy and holding various Compliance Management Roles within financial services firms. Sharon has been writing about Compliance issues since 2001.
    Find me on:

    Recent Posts

    FCA Compliance News – August 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for Standard Life & Cathay, KPMG dismiss...

    Read More

    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

    Read More

    FCA Compliance News – July 2019

    Our pick of the biggest compliance news in Financial Services this month: This month's roundup includes fines for BOS, HSBC historical debt collection...

    Read More

    5 Steps that FCA Solo-Regulated Firms Should Take Now to Prepare for the SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

    Read More

    What Senior Managers need to know about SM&CR Duty of Responsibility

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

    Read More

    FCA Compliance News – June 2019

    This blog aims to provide a roundup of some of the biggest regulatory compliance headlines in the financial service sector over the last month. Select...

    Read More

    FCA Compliance News - May 2019

    Here's a selection of news stories from the last month that touch upon the people dimension of regulatory compliance. Select the links or scroll down ...

    Read More

    FCA Compliance News - January 2019

    With Brexit preparations continuing apace, the financial services regulators have been busy through December and January. Our mission is to bring you ...

    Read More

    FCA Compliance News - November 2018

    An overview of the most recent and upcoming changes to FCA guidelines for senior managers...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More