PRIIPs Regulation Course

The Packaged Retail and Insurance-based Investment Product (PRIIP) Regulation affects retail investors who need to understand the complexities of these products.

The regulation aims to create greater efficiency in EU markets by helping retail investors better understand and compare different PRIIPs. Retail investors are retail clients who do not qualify as professional clients under MiFID.

Our PRIIPs Regulation Course reviews the key points of the PRIIPs Regulation, including the production and delivery of mandatory key information to retail investors.

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PRIIPs Regulation

About this Course

Available as part of our FCA Compliance Library.

Learning Objectives

This course will prepare your employees to:

  • Recognise the key points of the PRIIPs Regulation, including the production and delivery of mandatory key information to retail investors
  • Identify the FCA's approach to implementing the PRIIPs Regulation

Course outline

Welcome

Introduction: What is a PRIIP?

Background to EU PRIIPs Regulation

- What do you think?

Scope of PRIIPs Regulation

- What do you think?
- Other retail products that are PRIIPs

Products that are not PRIIPs

UCITS schemes & EEA UCITS schemes

Interaction with other disclosure requirements

PRIIP KID: Function

PRIIP KID: Production & delivery

- What do you think?

PRIIP KID: Required format & content

- KID content requirements
- KID prescribed layout
- Multiple investment options
- Calculating & presenting risk
- Summary Risk Indicator (SRI)
- Performance scenarios
- Template A: Single investment and/or single premium is paid
- Template B: Regular investments and/or premiums are paid
- Disclosed costs

On-going maintenance & review of the KID

Summary

Affirmation

Assessment

FCA Courses Library

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Course Specifications

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Structure

Approximately 30-minute long e-learning course followed by a 10-question assessment.

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Audience

Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.

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Design

SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via a client style sheet.

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Test-Out

Ability to offer optional test-out, whereby users can choose to skip the course content and complete the learning assignment simply bypassing the assessment.

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Compatibility

All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.

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Tailoring

Fully customisable on Skillcast Portal CMS.

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Translation

Pre-translated versions not available, but all text content can be exported for translation into all languages.

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Localisation

Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.