SMCR & Non-financial Misconduct Training Course

Non-financial misconduct is behaviour that is unrelated to regulated activities, including serious offences such as harassment, bullying, sexual discrimination and sexual misconduct

The FCA has indicated it is prepared to consider non-financial misconduct when assessing fitness and propriety.

This microlearning course will help your employees identify cases of non-financial misconduct and understand what can be done to promote a healthy conduct culture

About this Course

Available as part of our SMCR Course Library.

Learning objectives

This course will help your Conduct Rule employees to:

Identify what is non-financial misconduct
Understand the steps that you need to take concerning non-financial misconduct
Identify ways to promote a healthy conduct culture

Course Outline

Introduction

What is non-financial misconduct?

- You decide: Non-financial or financial misconduct?

Why is non-financial misconduct important?

How the FCA links non-financial misconduct to culture

When the FCA has intervened

How can you promote a healthy conduct culture?

- Scenario: Stepping up when things go wrong

Training people about non-financial misconduct

- You decide: Is it appropriate?

Summary

Affirmation

Assessment

Course Specifications

Structure

Approximately 15-minute long e-learning course followed by a 10-question assessment.

Audience

Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.

Design

SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via your client style sheet.

Compatibility

All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.