Hari Gupta

Hari has worked for over 25 years as a legal researcher, editor, author and consultant for many organisations across several countries. He worked in the private sector for legal publishing, law and insurance firms and the Law Society of Ireland, and in the public sector through his work for the Australian and Irish Parliaments and the UNHCR. Hari has a BA/LLB and a Masters of Peace and Conflict Studies.

Understanding Market Abuse Regulation
Understanding Market Abuse Regulation

Understanding Market Abuse Regulation

One of the main policy focuses in FCA's Business Plan is to deliver assertive action on market abuse. But, what is...

Creating a Code of Conduct Culture
Creating a Code of Conduct Culture

Creating a Code of Conduct Culture

A Code of Conduct is an essential part of compliance best practice. But, what exactly does this entail and are you...

How to use RegTech for RIDDOR
How to use RegTech for RIDDOR

How to use RegTech for RIDDOR

Covid has put RIDDOR in the spotlight. Piles of paperwork can make compliance with this regulatory obligation a chore....

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Corporate Dawn Raid Guidelines

Creating Corporate Dawn Raid Guidelines

Historically dawn raids involved boxes loaded into vans outside office blocks. Nowadays they could be ringing your...

AML Risk Assessment Best Practices

AML Risk Assessment Best Practices

Despite stringent AML rules and regulations, money laundering poses a threat to businesses. A risk-based approach to...

Conducting a Compliance Audit | Skillcast

Conducting a Compliance Audit

Regular compliance audits are key to avoiding penalties and reputational damage. We explain the benefits, the process...

Compliance Bulletin

Compliance Bulletin

Our monthly email provides best practices, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

Compliance Continuity Management (CCM)

Compliance Continuity Management (CCM)

How do you ensure legal and regulatory compliance during times of disruption? We asked our panel of experts for advice...