In its 2023/24 business plan, the FCA has highlighted three priorities:
1. Reducing and preventing serious harm
2. Setting and testing higher standards
3. Promoting competition and positive change
We discuss what these FCA commitments mean for your firm and what the regulator expects you to do to meet them.
Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.
Strategic Technology Advisor
Chris White has an in-depth knowledge of legal, PS, FS, investment management and technology sectors. He is an experienced highly commercial CIO who has created sustainable customer and shareholder value through digital transformation.
Chief Risk Officer