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Free MiFID II Training Presentation

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FCA MIFID II Training Presentation
Duration: 20 minutes | Format: Editable PPT/PDF

The revised version of the Markets in Financial Instruments Directive II (MiFID II) was implemented in January 2018. It brought with it significant changes, including a tighter product governance regime, unbundling of investment research from execution fees and appropriateness and suitability tests.

Ensuring that your staff understand what these new changes mean for your firm is crucial if you are to remain fully compliant and avoid hefty fines.

Our interactive training presentation is designed to help you do just that.

To download your copy, just confirm your details in the form.

Key topics covered include:

  • What is new and what has changed under MiFID II
  • The responsibilities of the firm and the employee
  • What you should do to ensure compliance
  • Interactive exercises and scenarios

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