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    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

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    5 Steps that FCA Solo-Regulated Firms Should Take Now to Prepare for the SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

    Read More

    What Senior Managers need to know about SM&CR Duty of Responsibility

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

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    How is the SMCR different from SIMR and APR?

    The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More

    How SM&CR Training May Damage Staff Motivation & Ways to Prevent It

    "Are We All Senior Managers Now?" The focus of financial services firms of all sizes during 2018 will turn to the FCA and its intentions regarding the...

    Read More

    SMCR 3-Step Training Roadmap

    Our 3-step training roadmap to get your firm SMCR ready: Step 1: Start with a short 3-minute video "Are you aware of SMCR?" to engage with all your Co...

    Read More
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    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

    Read More

    5 Steps that FCA Solo-Regulated Firms Should Take Now to Prepare for the SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

    Read More

    What Senior Managers need to know about SM&CR Duty of Responsibility

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

    Read More

    How is the SMCR different from SIMR and APR?

    The PRA’s Senior Insurance Managers Regime (SIMR) and the FCA’s revised Approved Persons Regime (APR) have implemented a streamlined version of the Se...

    Read More

    16 Top Frequently Asked Questions about the SMCR extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

    Read More

    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

    Read More

    How SM&CR Training May Damage Staff Motivation & Ways to Prevent It

    "Are We All Senior Managers Now?" The focus of financial services firms of all sizes during 2018 will turn to the FCA and its intentions regarding the...

    Read More

    SMCR 3-Step Training Roadmap

    Our 3-step training roadmap to get your firm SMCR ready: Step 1: Start with a short 3-minute video "Are you aware of SMCR?" to engage with all your Co...

    Read More