SMCR

Conducting Fit & Proper Person Tests

Conducting Fit & Proper Person Tests

What does the FCA expect when you assess a person’s fitness and propriety to perform their role? We discuss the three...

SMCR & Non-financial Misconduct
SMCR & Non-financial Misconduct

SMCR & Non-financial Misconduct

Falling public confidence and damaging press have renewed the FCA's focus on conduct, including non-financial...

SMCR Training Roadmap
SMCR Training Roadmap

SMCR Training Roadmap

SMCR compliance training is a complex journey. That's why to ensure that your learners reach their destination, you...

Compliance Essentials
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Essential Compliance Courses

Our best-selling Essentials Library of over 100 e-learning and microlearning courses is a one-stop compliance solution.

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SMCR 3-Step Training Model

3-Step SMCR Training Model

Whether you are new to SMCR or reviewing existing processes, our 3-step training model will help you ensure your...

What is the UK Criminal Finances Act 2017?

What is the UK Criminal Finances Act?

The Criminal Finances Act 2017 targets corruption, money laundering and tax evasion. How does this legislation affect...

What is SMCR Duty of Responsibility?

What is SMCR Duty of Responsibility?

Sharon Williams examines how Senior Managers can protect themselves from enforcement action arising from the SMCR Duty...

Compliance Bulletin

Compliance Bulletin

Our monthly email provides best practices, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

SMCR for Insurance Firms Key Questions Answered
SMCR for Insurance Firms Key Questions Answered

SMCR for Insurance Firms Key Questions Answered

We answer 17 FAQs about how the extension of SM&CR to insurers will impact on almost every employee an insurance firm.

SMCR for Solo-Regulated Firms Key Questions Answered
17 FAQs Answered About SMCR for Solo-Regulated Firms

SMCR for Solo-Regulated Firms Key Questions Answered

The extension of SMCR to solo-regulated financial firms affected 50,000 companies. We answer the 17 most frequently...

How to Prevent SMCR Training Damaging Staff Motivation
How to Prevent SMCR Training Damaging Staff Motivation

How to Prevent SMCR Training Damaging Staff Motivation

This blog post is about SMCR training and how it could damage staff motivation, and offers top tips on how to prevent...