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    Compliance Training Blog

    Best practice, expert opinions, industry insights, news and key trends in regulatory compliance training, digital learning, EdTech and RegTech.

    How to Evidence your SM&CR Competence

    It's not rocket science to say that effective training and competence are critical to SM&CR compliance. But don't underestimate the scale of the chall...

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    Achieving SM&CR Compliance The Right Way

    Since the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms on 9th December 2019 it's become more importan...

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    SM&CR – The People Dimension

    SM&CR is a real opportunity to establish healthy cultures, effective governance, and greater personal responsibility. Those firms that do will build a ...

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    Skillcast Breakfast Briefing: SM&CR

    Skillcast hosted a special networking breakfast at The Gherkin in London on Tuesday 24th September to present tools for meeting SM&CR training, attest...

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    17 FAQs Answered About SMCR for Solo-Regulated Firms

    The extension of the SM&CR to FCA solo-regulated firms will impact over 50,000 financial firms.

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    5 Steps FCA Solo-Regulated Firms Should Take to Prepare for SM&CR

    The extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms takes place on December 9 2019. With less than 5 mon...

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    SM&CR Duty of Responsibility - What Senior Managers Need to Know

    The extension of Senior Managers and Certification Regime (SM&CR) to all FSMA authorised firms introduces a new ‘Duty of Responsibility’ for Senior Ma...

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    How is the SMCR different from SIMR and APR?

    Now, as insurers are busy preparing to implement the additional requirements of the SMCR, it is useful to understand how the new regime differs from S...

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    16 FAQs Answered About the SMCR Extension to Insurers

    Do you have questions about the extension of the Senior Managers and Certification Regime (SM&CR) to Insurers? You may be keen to understand what it w...

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    What should Insurers be doing now to prepare for SMCR

    The extension of the Senior Managers and Certification Regime (SM&CR) to dual regulated insurers takes place on December 10th 2018. If your firm is in...

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    How To Prevent SM&CR Training Damaging Staff Motivation

    "Are We All Senior Managers Now?" The focus of financial services firms of all sizes during 2018 will turn to the FCA and its intentions regarding the...

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    SMCR 3-Step Training Roadmap

    Our 3-step training roadmap to get your firm SMCR ready: Step 1: Start with a short 3-minute video "Are you aware of SMCR?" to engage with all your Co...

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