SMCR Breach Reporting Webinar

Length: 30 minutes | Format: Webinar
Under SMCR, not only must firms report conduct breaches to the FCA, but they are also obliged to include such breaches in regulatory references requested from a potential new employer.
This heightens the risk for employees that are found to be in breach, and this could create a myriad of HR/Employment Law Challenges. 
In this webinar, we discuss and agree on what breaches should be reported to the FCA.
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Key takeaways...

  • Learn how to identify immediately notifiable breaches
  • Understand which breaches are annually reportable
  • Evidence reasons why you have no reportable breaches

Watch this free training webinar
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Webinar Speakers

Catriona Razic Bio

Webinar Host

Catriona Razic
Chief Commercial Officer
Skillcast

Catriona Razic is a co-founder of Skillcast. She advises global firms on their compliance communication strategy, working directly with them to deliver successful compliance and learning initiative outcomes. She holds a degree in Psychology and Economics.

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Guest Speaker

Katharine Leaman
Managing Director
Leaman Crellin

Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.

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Guest Speaker

Chris White
Strategic Technology Advisor
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Chris White has an in-depth knowledge of legal, PS, FS, investment management and technology sectors. He is an experienced highly commercial CIO who has created sustainable customer and shareholder value through digital transformation.