Speaker: Katharine Leaman, MD, Leaman Crellin
The FCA has set out clear expectations of those falling under the SMCR.
Katharine Leaman explains what they mean for individuals, why you need to be proactive, and the steps you need to take.
Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.