Meeting SMCR Expectations Webinar

Length: 39 minutes | Format: Webinar

Speaker: Katharine Leaman, MD, Leaman Crellin

The FCA has set out clear expectations of those falling under the SMCR.

Katharine Leaman explains what they mean for individuals, why you need to be proactive, and the steps you need to take.

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meeting smcr expectations

Key themes...

  • The globalisation of individual accountability 
  • What regulators expect from firms in the SMCR
  • Ways to breach the code of conduct

Watch this free training webinar

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Webinar Speakers

Katharine Leaman


Katharine Leaman
Managing Director
Leaman Crellin

Katharine Leaman spent 11 years within the FCA then oversaw compliance at two major banks. She now consults on regulatory compliance across market conduct, CASS, SMCR, FX Global Code, Outsourcing, non-financial misconduct, and conduct risk.