Firms given APA status get ready for MiFID II. Are you? A number of firms have been granted APA status by the Financial Conduct Authority (FCA) in rea...
Is this the end of the investment research analyst? When MiFID II took effect on January 3rd 2018, it became increasingly clearer how firms plan on t...
Is your firm ready for MiFID's data retention rules? As the implementation of the Markets in Financial Instruments Directive (MiFID) II draws closer,...
