Firms given APA status get ready for MiFID II. Are you? A number of firms have been granted APA status by the Financial Conduct Authority (FCA) in rea...
Is this the end of the investment research analyst? Ahead of MiFID II, which is set to take effect from January 3rd 2018, it's becoming increasingly ...
Is your firm ready for MiFID's data retention rules? As the implementation of the Markets in Financial Instruments Directive (MiFID) II draws closer,...
Follow our SMCR 3-step training roadmap and get your firm SMCR ready with Skillcast: Step 1: Start with a short 3-minute video "Are you aware of SMC...
