Under the requirements of CASS 8, you must understand what a mandate is and how to deal with them. Learn your responsibilities and how you can fully comply with the FCA's rules.
Our CASS 8: Mandates Course provides a high-level introduction to the information that you need to know to comply with the provisions of CASS 8: Mandates.
This course will prepare your employees to:
- Key terms
- You decide: Client assets and money
- The FCA's definition of a mandate
- Let's look at an example
- Summing up
- You decide: Is it a mandate?
- When does CASS 8 apply?
- You decide: What form should a mandate take?
- What is contained in the register of mandates?
- Additional requirements
- How long do we need to retain records for?
-Conditions and criteria
-You decide: Register of mandates
Approximately 25-minute long e-learning course followed by a 10-question assessment.
Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via a client style sheet.
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
Fully customisable on Skillcast Portal CMS.
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.