Whistleblowing in Financial Services
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15 Minutes -
For all staff
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UK
Reporting internal and external malpractice matters to every organisation, and staff need to know they can do it without exposing themselves. This 15-minute course explains what whistleblowing is, when and how to report misconduct, and how whistleblowers are protected both in law and through the firm's own arrangements.
The FCA expects firms to have whistleblowing arrangements that work, with a senior manager accountable for them, and it treats the suppression of concerns as a serious failing. Regulatory references also travel with individuals. Making the protections credible to the whole workforce is what turns a compliant structure into a channel that actually receives information the firm needs.
What you’ll learn in
this course
- Understand what whistleblowing is
- Know when and how to report misconduct
- Explain how whistleblowers are protected.
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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