Conflicts of Interest in Asset Management
The FCA outlines its expectations that asset management firms establish and maintain an effective framework to identify, control and review conflicts of interest.
In asset management, conflicts of interest can arise between different sets of clients, interests of a firm and those of a client or between personal interests of an asset manager and that of a firm or a client.
Our Conflicts of Interest in Asset Management Course explains how conflicts of interest may arise and best practice for managing them.
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30 Minutes -
For all staff
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UK
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FCA Compliance Library
What you’ll learn in
this course
- Explain what conflicts of interest are and how they are manifested in the asset management business
- Know how to identify conflicts of interest
- Understand how to manage conflicts of interest
- Comply with the required systems and controls for managing conflicts of interest
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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