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Expert Insight - FCA Compliance

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Discover the key issues businesses are facing surrounding FCA Compliance

Charles Meade is a Financial Services Regulatory Consultant and we interviewed him about some of the key issues businesses are facing today surrounding FCA Compliance.

Below is a short clip of what Charles had to say when we asked him about the regulation of remuneration policy and the impact it will have:

This is just one example of the questions we asked. If you would like to hear more, please take a few moments to fill out the form and we will give you instant access to the 12 other questions we put to him.

Some of the topics covered include:

  • The differences between rules-based and principles-based approaches to financial regulation
  • How regulators implement their regulatory objectives
  • The role of the compliance function
  • The fundamental systems and controls necessary for firms to conduct their business

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