Available as part of our Compliance Essentials Course Library.
This course will prepare your employees to:
Full design review conducted by a market abuse expert.
- Types of market abuse
- Is this a serious crime?
- You make the call: Is this market abuse
- Scope of MAR
- You make the call: Scope
- Frank has a change of heart
- Is the broker liable?
- Using client order information
- Chinese walls
- Contract for difference
- Changing the bid based on inside information
- Third-party solicitation
- Acting on a news alert
- Acting on an acquisition tip
- Agreement to squeeze
- Off-market transaction
- Pricing to avoid taxes
- Impression of scarcity
- Buying to cover a short
Approximately 45 minutes.
Suitable for all staff - examples and interactivities designed for staff at all levels.
No previous knowledge or experience required.
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via your client style sheet.
Ability to offer optional test-out, whereby users can choose to skip the course content and complete the learning assignment simply by passing the assessment Deployment AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility).
Fully customisable on Skillcast Portal CMS.
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.