The Client Assets Sourcebook (CASS) outlines a firm's duty to protect customer money and assets. The FCA considers this fundamental to consumers' rights.
Our CASS 7 & 7A: Client Money Rules & Client Money Distribution & Transfer course introduces the rules and guidance around the treatment towards client money. This includes the distribution and transfer of client money.
Available as part of our FCA Compliance Library.
This course will prepare you to:
- Third-party records
- You decide: Payment by cheque
- Client transaction accounts
- You decide: Which account?
- FCA-prescribed templates
- Retaining the letters
- You decide: New wording
Approximately 50 minutes followed by a 10-question assessment.
Suitable for all staff - examples and interactivities designed for staff at all levels. No previous knowledge or experience is required.
SHARD-compliant, responsive display on all devices, accessibility on screen readers, visual design controlled via client style sheet.
All Windows, Mac OSX, iOS, Android (Flash-free for mobile compatibility). AICC and SCORM 1.2-compliant, suitable for both hosted and deployed SCORM or AICC.
Fully customisable on Skillcast Portal CMS.
Pre-translated versions not available, but all text content can be exported for translation into all languages.
Based on UK legislation, but suitable for global audiences upon the removal of UK-specific references and translation as necessary.