CASS Overview
The FCA's Client Assets Sourcebook (CASS) supports Principle 10 of the FCA's Principles for Businesses. This Principle states that firms must arrange adequate protection for clients' assets.
Our CASS Overview Training Course explains the rules surrounding the protection of client money and client assets, as well as how to apply these rules in your day-to-day work.
Here, you will learn about the rules surrounding the protection of client money and client assets, and see how you must apply them in your day-to-day work.
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35 Minutes -
For all staff
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UK
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FCA Compliance Library
What you’ll learn in
this course
- Define what client money is and what client assets are
- Assess the requirements for firms that are permitted to hold client money or client assets
- Review governance requirements and good business practice
- Understand the requirements for record-keeping and reporting to the Financial Conduct Authority (FCA)
- Review the implications for firms that do not have permission to hold or control client money or client assets
Hear from our customers
Feefo Customer Rating ★★★★★ 4.9/5
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